-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SsysOlHLuEBRXsr09s7iMA67zeq8shRsbHRZ3t+MB5sKrOiYRRafLSJIJObdYrCw zOvA83BjIIb3c3RgoypOLw== 0001232139-06-000001.txt : 20060811 0001232139-06-000001.hdr.sgml : 20060811 20060811184115 ACCESSION NUMBER: 0001232139-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060810 FILED AS OF DATE: 20060811 DATE AS OF CHANGE: 20060811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZEFC RICHARD CENTRAL INDEX KEY: 0001232139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28271 FILM NUMBER: 061026416 BUSINESS ADDRESS: BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: C/O KNOT INC STREET 2: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNOT INC CENTRAL INDEX KEY: 0001062292 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 133895178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: 462 BROADWAY, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-10 0 0001062292 KNOT INC KNOT 0001232139 SZEFC RICHARD C/O KNOT INC 462 BROADWAY 6TH FLOOR NEW YORK NY 10013 0 1 0 0 Chief Financial Officer Common Stock 2006-08-10 4 M 0 103511 1.5 A 167087 D Common Stock 2006-08-10 4 S 0 10000 15.5266 D 157087 D Employee Stock Option (right to buy) 1.5 2006-08-10 4 M 0 103511 1.5 D 2009-05-31 Common Stock 103511 146489 D Includes shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan as follows: 853 shares on January 31, 2006 and 888 shares on July 31, 2006. The option is immediately exercisable. /s/ JEREMY LECHTZIN, attorney-in-fact 2006-08-11 -----END PRIVACY-ENHANCED MESSAGE-----