-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8ZES5WO3HA27BkWuTj46VQLhM31uRH/MoeIWon3S3sghtVN/tLT5BQdnQtmipO4 XMHgUweT0AockVG3TgKkqA== 0001181431-05-022234.txt : 20050415 0001181431-05-022234.hdr.sgml : 20050415 20050415121057 ACCESSION NUMBER: 0001181431-05-022234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050413 FILED AS OF DATE: 20050415 DATE AS OF CHANGE: 20050415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNOT INC CENTRAL INDEX KEY: 0001062292 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 133895178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: 462 BROADWAY, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINBLAD ANN L CENTRAL INDEX KEY: 0001111165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28271 FILM NUMBER: 05752733 BUSINESS ADDRESS: BUSINESS PHONE: 4159799600 MAIL ADDRESS: STREET 1: C/O HUMMER WINBLAD VENTURE PARTNERS STREET 2: 2 SOUTH PARK, 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMER WINBLAD EQUITY PARTNERS III LLC CENTRAL INDEX KEY: 0001134255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28271 FILM NUMBER: 05752734 BUSINESS ADDRESS: STREET 1: TWO SOUTH PARK 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4159799600 4 1 rrd75696.xml KNOT - SALE OF COMMON STOCK 4/13/05 X0202 4 2005-04-13 0 0001062292 KNOT INC KNOT 0001134255 HUMMER WINBLAD EQUITY PARTNERS III LLC 2 SOUTH PARK, 2ND FLOOR SAN FRANCISCO CA 94107 0 0 1 0 0001111165 WINBLAD ANN L C/O HUMMER WINBLAD VENTURE PARTNERS 2 SOUTH PARK, 2ND FLOOR SAN FRANCISCO CA 94107 1 0 1 0 Common Stock 2005-04-13 4 S 0 95 7.75 D 2370480 I Held by HWVP III Common Stock 2005-04-13 4 S 0 11 7.66 D 2370469 I Held by HWVP III Common Stock 2005-04-13 4 S 0 6544 7.65 D 2363925 I Held by HWVP III Common Stock 2005-04-13 4 S 0 950 7.62 D 2362975 I Held by HWVP III Common Stock 2005-04-13 4 S 0 9500 7.6 D 2353475 I Held by HWVP III Common Stock 2005-04-13 4 S 0 1045 7.57 D 2352430 I Held by HWVP III Common Stock 2005-04-13 4 S 0 475 7.56 D 2351955 I Held by HWVP III Common Stock 2005-04-13 4 S 0 9595 7.55 D 2342360 I Held by HWVP III Common Stock 2005-04-13 4 S 0 3610 7.52 D 2338750 I Held by HWVP III Common Stock 2005-04-13 4 S 0 190 7.51 D 2338560 I Held by HWVP III Common Stock 2005-04-13 4 S 0 20252 7.5 D 2318308 I Held by HWVP III Common Stock 2005-04-13 4 S 0 5 7.75 D 124763 I Held by HWTF III Common Stock 2005-04-13 4 S 0 1 7.66 D 124762 I Held by HWTF III Common Stock 2005-04-13 4 S 0 344 7.65 D 124418 I Held by HWTF III Common Stock 2005-04-13 4 S 0 50 7.62 D 124368 I Held by HWTF III Common Stock 2005-04-13 4 S 0 500 7.6 D 123868 I Held by HWTF III Common Stock 2005-04-13 4 S 0 55 7.57 D 123813 I Held by HWTF III Common Stock 2005-04-13 4 S 0 25 7.56 D 123788 I Held by HWTF III Common Stock 2005-04-13 4 S 0 505 7.55 D 123283 I Held by HWTF III Common Stock 2005-04-13 4 S 0 190 7.52 D 123093 I Held by HWTF III Common Stock 2005-04-13 4 S 0 10 7.51 D 123083 I Held by HWTF III Common Stock 2005-04-13 4 S 0 1066 7.5 D 122017 I Held by HWTF III Shares are owned directly by Hummer Winblad Venture Partners III, L.P. ("HWVP III"). The Designated Filer is the general partner of HWVP III, and Ann Winblad ("Winblad") is a managing member of the Designated Filer. The Designated Filer and Winblad may be deemed the beneficial owners of the reported shares, but each disclaims beneficial ownership in the shares held by the partnership, except to the extent of any indirect pecuniary interest therein. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Designated Filer. Shares are owned directly by Hummer Winblad Technology Fund III, L.P. ("HWTF III"). The Designated Filer is the general partner of HWTF III, and Winblad is a managing member of the Designated Filer. The Designated Filer and Winblad may be deemed the beneficial owners of the reported shares, but each disclaims beneficial ownership in the shares held by the partnership, except to the extent of any indirect pecuniary interest therein. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Designated Filer. /s/ Todd Forrest, attorney-in-fact 2005-04-15 -----END PRIVACY-ENHANCED MESSAGE-----