-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4repyo3hXRR6tUFIZcAuBlx5WPDe2ir17y8ZqvyobljifoVp/LE5WDNYF+pVzR8 nTikyx93kB3Y6UERVFsoQQ== 0001106199-10-000024.txt : 20100527 0001106199-10-000024.hdr.sgml : 20100527 20100527204452 ACCESSION NUMBER: 0001106199-10-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100525 FILED AS OF DATE: 20100527 DATE AS OF CHANGE: 20100527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU DAVID CENTRAL INDEX KEY: 0001106199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28271 FILM NUMBER: 10864187 MAIL ADDRESS: STREET 1: C/O KNOT INC STREET 2: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNOT INC CENTRAL INDEX KEY: 0001062292 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 133895178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: 462 BROADWAY, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-25 0001062292 KNOT INC KNOT 0001106199 LIU DAVID C/O THE KNOT, INC. 462 BROADWAY, 6TH FLOOR NEW YORK NY 10013 1 1 0 0 Chairman/CEO Common Stock 2010-05-25 4 M 0 125000 0.94 A 472497 D Common Stock 2010-05-25 4 F 0 15359 7.65 D 457138 D Common Stock 2010-05-25 4 M 0 6945 0.42 A 464083 D Common Stock 2010-05-25 4 F 0 381 7.65 D 463702 D Common Stock 2010-05-25 4 M 0 110836 2.80 A 574538 D Common Stock 2010-05-25 4 F 0 40567 7.65 D 533971 D Common Stock 2010-05-25 4 M 0 31333 4.00 A 565304 D Common Stock 2010-05-25 4 F 0 16383 7.65 D 548921 D Common Stock 2010-05-25 4 M 0 100000 1.03 A 419047 I By wife Common Stock 2010-05-25 4 F 0 13464 7.65 D 405583 I By wife Common Stock 2010-05-25 4 M 0 5556 0.42 A 411139 I By wife Common Stock 2010-05-25 4 F 0 305 7.65 D 410834 I By wife Common Stock 2010-05-25 4 M 0 93183 2.80 A 504017 I By wife Common Stock 2010-05-25 4 F 0 34106 7.65 D 469911 I By wife Common Stock 261078 I By GRATs Employee stock option (right to buy) 0.94 2010-05-25 4 M 0 125000 0.94 D 2010-11-29 Common Stock 125000 0 D Employee stock option (right to buy) 0.42 2010-05-25 4 M 0 6945 0.42 D 2011-11-30 Common Stock 6945 0 D Employee stock option (right to buy) 2.80 2010-05-25 4 M 0 110836 2.80 D 2013-06-30 Common Stock 160000 49164 D Employee stock option (right to buy) 4.00 2010-05-25 4 M 0 31333 4.00 D 2014-06-30 Common Stock 160000 128667 D Employee stock option (right to buy) 1.03 2010-05-25 4 M 0 100000 1.03 D 2011-01-31 Common Stock 100000 0 I By wife Employee stock option (right to buy) 0.42 2010-05-25 4 M 0 5556 0.42 D 2011-11-30 Common Stock 5556 0 I By wife Employee stock option (right to buy) 2.80 2010-05-25 4 M 0 93183 2.80 D 2013-06-30 Common Stock 100000 6817 I By wife The option is immediately exercisable. /s/ JEREMY LECHTZIN, attorney-in-fact 2010-05-27 -----END PRIVACY-ENHANCED MESSAGE-----