-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PE0iy07p+LtW2ZTI1n6qjOtYA5hZ78UUgkft6RSx6QzKvYC6ZtSJSf1tRp1LC5Gj BfgKVIBd18LSXVkTU3QZGQ== 0001102624-04-000080.txt : 20040514 0001102624-04-000080.hdr.sgml : 20040514 20040514180330 ACCESSION NUMBER: 0001102624-04-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040513 FILED AS OF DATE: 20040514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMMER WINBLAD EQUITY PARTNERS III LLC CENTRAL INDEX KEY: 0001134255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28271 FILM NUMBER: 04809329 BUSINESS ADDRESS: STREET 1: TWO SOUTH PARK 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4159799600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNOT INC CENTRAL INDEX KEY: 0001062292 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 133895178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: 462 BROADWAY, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-13 0 0001062292 KNOT INC KNOT 0001134255 HUMMER WINBLAD EQUITY PARTNERS III LLC C/O HUMMER WINBLAD VENTURE PARTNERS 2 SOUTH PARK, 2ND FLOOR SAN FRANCISCO CA 94107 0 0 1 0 Stock Option (right to buy) 4 2004-05-13 4 A 0 5000 0 A 2014-05-13 Common Stock 5000 5000 I See below The option is immediately exercisable. Hummer Winblad Equity Partners III, LLC ("General Partner") is the general partner of Hummer Winblad Venture Partners III, L.P. and Hummer Winblad Technology Fund III, L.P. (together, "Venture Funds"). The Venture Funds hold, in aggregate, 2,560,000 shares of the Issuer's Common Stock. Ann Winblad is a director of the Issuer and Managing Member of the General Partner. The options outlined above were granted to Ann Winblad but are beneficially owned by the General Partner in connection with an assignment agreement among its Managing Members. /s/ TODD FORREST, attorney-in-fact 2004-05-14 -----END PRIVACY-ENHANCED MESSAGE-----