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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2007 The Knot Inc. (Exact Name of Registrant as Specified in its Charter) DE 000-28271 13-3895178 (State or other Jurisdiction (Commission File Number) (I.R.S. Employer 462 Broadway, 6th Floor 10013 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 219-8555 _____________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events The Knot, Inc. has been advised by each of David Liu (Chief Executive Officer), Sandra Stiles (Chief Operating Officer) and Richard Szefc (Chief Financial Officer) that, in order to achieve diversification and liquidity in their respective financial portfolios, each officer had entered into a written plan for selling shares of The Knots stock designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and in accordance with The Knots Insider Trading Policy. Among other things, The Knots Insider Trading Policy allows an employee to implement a written trading plan provided such person is not in possession of material non-public information about The Knot at the time the plan is entered into, consistent with Rule 10b5-1. Each of Mr. Liu, Ms. Stiles and Mr. Szefc advised The Knot that he or she established his or her written trading plan during an open
window under The Knots Insider Trading Policy and that the plan was implemented, in part, to avoid any inference that future sales would be made on the basis of material non-public information. According to each officer, his or her plan provides for selling up to the following number of shares (subject to, among other things, the volume limitations imposed by applicable securities regulations): Mr. Liu 150,000; Ms. Stiles 100,000; Mr. Szefc 100,000. Except as may be required by law, The Knot does not undertake to report written trading plans established by other company officers or directors, nor to report modifications, terminations, transactions or other activities under the plans of Mr. Liu, Ms. Stiles or Mr. Szefc, or the plan of any other officer or director.
of Incorporation)
Identification No.)
New York, NY
(Former name or former address, if changed from last report)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| The Knot Inc. (Registrant) |
Date: January 3, 2007 | By: | /s/ Richard E. Szefc |
|
| Chief Financial Officer, Treasurer and Secretary |
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