0001415889-15-003770.txt : 20151117 0001415889-15-003770.hdr.sgml : 20151117 20151117190927 ACCESSION NUMBER: 0001415889-15-003770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151116 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC. CENTRAL INDEX KEY: 0001062273 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 330756798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 8664976081 MAIL ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: SpendSmart Payments Co DATE OF NAME CHANGE: 20130305 FORMER COMPANY: FORMER CONFORMED NAME: BillMyParents, Inc. DATE OF NAME CHANGE: 20110620 FORMER COMPANY: FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc) DATE OF NAME CHANGE: 20090501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Proto Joseph CENTRAL INDEX KEY: 0001552581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27145 FILM NUMBER: 151239334 MAIL ADDRESS: STREET 1: 101 W. 24TH STREET STREET 2: PH3B CITY: NEW YORK STATE: NY ZIP: 10011 4 1 form4-11172015_041119.xml X0306 4 2015-11-16 0001062273 SPENDSMART NETWORKS, INC. SSPC 0001552581 Proto Joseph 805 AEROVISTA PLACE, SUITE 205 SAN LUIS OBISPO CA 93401 true false false false Convertible Promissory Note (Right to Buy) 0.75 2015-11-16 4 A 0 32000 24000 A 2015-11-16 2016-05-16 Common Stock 32000 32000 I By Investment Co. The number of shares represents a Convertible Promissory Note in principal amount of $48,000 of which reporting person represents $24,000 and has a maturity date of 5/16/16 and an annual interest rate of 9%. The outstanding principal and interest may be converted at any time at a conversion rate of $0.75 per share of Common Stock or on a mandatory basis into a qualified financing. This figure represents the number of shares into which the aggregate principal amounts of the Note may be converted. Additional shares may be issued upon conversion as a result of interest accumulated on the Note. /s/ Joseph Proto 2015-11-17