0001415889-15-000364.txt : 20150130
0001415889-15-000364.hdr.sgml : 20150130
20150130172530
ACCESSION NUMBER: 0001415889-15-000364
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140319
FILED AS OF DATE: 20150130
DATE AS OF CHANGE: 20150130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC.
CENTRAL INDEX KEY: 0001062273
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 330756798
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 805 AEROVISTA PLACE
STREET 2: SUITE 205
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
BUSINESS PHONE: 8664976081
MAIL ADDRESS:
STREET 1: 805 AEROVISTA PLACE
STREET 2: SUITE 205
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
FORMER COMPANY:
FORMER CONFORMED NAME: SpendSmart Payments Co
DATE OF NAME CHANGE: 20130305
FORMER COMPANY:
FORMER CONFORMED NAME: BillMyParents, Inc.
DATE OF NAME CHANGE: 20110620
FORMER COMPANY:
FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc)
DATE OF NAME CHANGE: 20090501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hernandez-Ellsworth William M.
CENTRAL INDEX KEY: 0001563582
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27145
FILM NUMBER: 15564133
MAIL ADDRESS:
STREET 1: 150 SOUTHFIELD AVENUE
CITY: STAMFORD
STATE: CT
ZIP: 06902
4/A
1
form4a-01302015_020121.xml
X0306
4/A
2014-03-19
2014-03-26
1
0001062273
SPENDSMART NETWORKS, INC.
SSPC
0001563582
Hernandez-Ellsworth William M.
805 AEROVISTA PLACE
SUITE 205
SAN LUIS OBISPO
CA
93401
false
false
false
true
FORMER PRESIDENT AND DIRECTOR
Stock Option
0.87
2014-03-19
4
A
0
300000
A
2014-03-19
2019-03-19
Common Stock
300000
300000
D
Stock Options
1.15
2014-03-21
4
A
0
450000
A
2014-03-21
2019-03-21
Common Stock
450000
450000
D
The exercise price of the options equals the closing price of the Company's common stock as of March 18, 2014.
On March 19, 2014, the Reporting Person acquired an option to purchase 300,000 shares of the Company's common stock, which vested as follows: fifty percent of the options vest immediately upon the grant date, with the remaining options vesting fifty percent on the second anniversary of the grant date. Pursuant to an agreement executed by and between the Company and the Reporting Person, the option to purchase 300,000 shares of the Company's common stock became fully vested on January 26, 2015.
The exercise price of the options equals the closing price of the Company's common stock as of March 20, 2014.
On March 21, 2014, the Reporting Person acquired an option to purchase 450,000 shares of the Company's common stock, which would vest as follows: twenty-five percent of the options vested immediately upon the grant date, with the remaining options vesting twenty-five percent each year thereafter. Pursuant to an agreement executed by and between the Company and the Reporting Person, the option to purchase 450,000 became fully vested on January 26, 2015.
/s/ William Hernandez-Ellsworth
2015-01-30