0001415889-15-000364.txt : 20150130 0001415889-15-000364.hdr.sgml : 20150130 20150130172530 ACCESSION NUMBER: 0001415889-15-000364 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140319 FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC. CENTRAL INDEX KEY: 0001062273 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 330756798 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 8664976081 MAIL ADDRESS: STREET 1: 805 AEROVISTA PLACE STREET 2: SUITE 205 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: SpendSmart Payments Co DATE OF NAME CHANGE: 20130305 FORMER COMPANY: FORMER CONFORMED NAME: BillMyParents, Inc. DATE OF NAME CHANGE: 20110620 FORMER COMPANY: FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc) DATE OF NAME CHANGE: 20090501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hernandez-Ellsworth William M. CENTRAL INDEX KEY: 0001563582 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27145 FILM NUMBER: 15564133 MAIL ADDRESS: STREET 1: 150 SOUTHFIELD AVENUE CITY: STAMFORD STATE: CT ZIP: 06902 4/A 1 form4a-01302015_020121.xml X0306 4/A 2014-03-19 2014-03-26 1 0001062273 SPENDSMART NETWORKS, INC. SSPC 0001563582 Hernandez-Ellsworth William M. 805 AEROVISTA PLACE SUITE 205 SAN LUIS OBISPO CA 93401 false false false true FORMER PRESIDENT AND DIRECTOR Stock Option 0.87 2014-03-19 4 A 0 300000 A 2014-03-19 2019-03-19 Common Stock 300000 300000 D Stock Options 1.15 2014-03-21 4 A 0 450000 A 2014-03-21 2019-03-21 Common Stock 450000 450000 D The exercise price of the options equals the closing price of the Company's common stock as of March 18, 2014. On March 19, 2014, the Reporting Person acquired an option to purchase 300,000 shares of the Company's common stock, which vested as follows: fifty percent of the options vest immediately upon the grant date, with the remaining options vesting fifty percent on the second anniversary of the grant date. Pursuant to an agreement executed by and between the Company and the Reporting Person, the option to purchase 300,000 shares of the Company's common stock became fully vested on January 26, 2015. The exercise price of the options equals the closing price of the Company's common stock as of March 20, 2014. On March 21, 2014, the Reporting Person acquired an option to purchase 450,000 shares of the Company's common stock, which would vest as follows: twenty-five percent of the options vested immediately upon the grant date, with the remaining options vesting twenty-five percent each year thereafter. Pursuant to an agreement executed by and between the Company and the Reporting Person, the option to purchase 450,000 became fully vested on January 26, 2015. /s/ William Hernandez-Ellsworth 2015-01-30