0001415889-14-003745.txt : 20141128 0001415889-14-003745.hdr.sgml : 20141127 20141128161516 ACCESSION NUMBER: 0001415889-14-003745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141125 FILED AS OF DATE: 20141128 DATE AS OF CHANGE: 20141128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPENDSMART NETWORKS, INC. CENTRAL INDEX KEY: 0001062273 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 330756798 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2680 BERKSHIRE PKWY STREET 2: SUITE 130 CITY: DES MOINES STATE: IA ZIP: 50325 BUSINESS PHONE: 858-677-0080 MAIL ADDRESS: STREET 1: 2680 BERKSHIRE PKWY STREET 2: SUITE 130 CITY: DES MOINES STATE: IA ZIP: 50325 FORMER COMPANY: FORMER CONFORMED NAME: SpendSmart Payments Co DATE OF NAME CHANGE: 20130305 FORMER COMPANY: FORMER CONFORMED NAME: BillMyParents, Inc. DATE OF NAME CHANGE: 20110620 FORMER COMPANY: FORMER CONFORMED NAME: Socialwise, Inc. (formerly known as IdeaEdge, Inc) DATE OF NAME CHANGE: 20090501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Proto Joseph CENTRAL INDEX KEY: 0001552581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27145 FILM NUMBER: 141256038 MAIL ADDRESS: STREET 1: 101 W. 24TH STREET STREET 2: PH3B CITY: NEW YORK STATE: NY ZIP: 10011 4 1 form4-11282014_041107.xml X0306 4 2014-11-25 0001062273 SPENDSMART NETWORKS, INC. SSPC 0001552581 Proto Joseph 805 AEROVISTA PLACE, SUITE 205 SAN LUIS OBISPO CA 93401 true false false false Stock Option (Option to Buy) 6.60 2014-11-25 4 D 0 133333 0 D 2017-01-25 Common Stock 133333 0 D Stock Option (Option to Buy) 6.45 2014-11-25 4 D 0 200000 0 D 2017-07-23 Common Stock 200000 0 D Stock Option (Option to Buy) 1.15 2014-11-25 4 A 0 310000 0 A 2014-11-25 2019-11-25 Common Stock 310000 310000 D The prior option was cancelled and was exchanged for new options. The cancelled option was exercisable on January 25, 2012. The cancelled option was exercisable on July 23, 2012. The option may only be exercised if the common stock of the Company trades above $1.75 per share for five consecutive business days or upon a change of control. /s/ Joseph Proto 2014-11-28