0001140361-17-042890.txt : 20171114
0001140361-17-042890.hdr.sgml : 20171114
20171114180203
ACCESSION NUMBER: 0001140361-17-042890
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Easton Loren S.
CENTRAL INDEX KEY: 0001626074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203332
MAIL ADDRESS:
STREET 1: C/O AMERICAN SECURITIES LLC
STREET 2: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Penn Kevin S.
CENTRAL INDEX KEY: 0001626076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203333
MAIL ADDRESS:
STREET 1: C/O AMERICAN SECURITIES LLC
STREET 2: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: American Securities Partners VI(B), L.P.
CENTRAL INDEX KEY: 0001504663
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203337
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: (212) 476-8000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN SECURITIES LLC
CENTRAL INDEX KEY: 0001475483
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203340
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212 476-8000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: American Securities Partners VI, L.P.
CENTRAL INDEX KEY: 0001504662
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203338
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212.476.8000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: American Securities Associates VI, LLC
CENTRAL INDEX KEY: 0001627455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203334
BUSINESS ADDRESS:
STREET 1: C/O AMERICAN SECURITIES LLC
STREET 2: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212 476-8000
MAIL ADDRESS:
STREET 1: C/O AMERICAN SECURITIES LLC
STREET 2: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: American Securities Partners VI(C), L.P.
CENTRAL INDEX KEY: 0001532680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203336
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212.476.8000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: American Securities Partners VI(D), L.P.
CENTRAL INDEX KEY: 0001532681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203335
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212.476.8000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASP MD Investco LP
CENTRAL INDEX KEY: 0001626084
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14303
FILM NUMBER: 171203339
BUSINESS ADDRESS:
STREET 1: C/O AMERICAN SECURITIES LLC
STREET 2: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212 476-8000
MAIL ADDRESS:
STREET 1: C/O AMERICAN SECURITIES LLC
STREET 2: 299 PARK AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN AXLE & MANUFACTURING HOLDINGS INC
CENTRAL INDEX KEY: 0001062231
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 383161171
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE DAUCH DRIVE
CITY: DETROIT
STATE: MI
ZIP: 48211-1198
BUSINESS PHONE: 3137583600
MAIL ADDRESS:
STREET 1: ONE DAUCH DRIVE
CITY: DETROIT
STATE: MI
ZIP: 48211-1198
4
1
form4.xml
FORM 4
X0306
4
2017-11-10
true
0001062231
AMERICAN AXLE & MANUFACTURING HOLDINGS INC
AXL
0001475483
AMERICAN SECURITIES LLC
299 PARK AVE, 34TH FLOOR
NEW YORK
NY
10171
true
0001626084
ASP MD Investco LP
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001504662
American Securities Partners VI, L.P.
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001504663
American Securities Partners VI(B), L.P.
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001532680
American Securities Partners VI(C), L.P.
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001532681
American Securities Partners VI(D), L.P.
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001627455
American Securities Associates VI, LLC
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001626076
Penn Kevin S.
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
0001626074
Easton Loren S.
C/O AMERICAN SECURITIES LLC
299 PARK AVENUE, 34TH FLOOR
NEW YORK
NY
10171
true
Common Stock, par value $0.01 per share ("Common Stock")
2017-11-10
4
S
0
15000000
17.37
D
10682679
I
See Footnote
Common Stock
8670
D
Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.
Shares directly owned by ASL.
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.
The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017.
This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter.
ASP MD Investco LP, By: ASP Manager Corp., its general partner, By: /s/ Michael G. Fisch, as President
2017-11-14
American Securities Partners VI, L.P., By: American Securities Associates VI, LLC, its general partner, By: /s/ Michael G. Fisch, as Managing Member
2017-11-14
American Securities Partners VI(B), L.P., By: American Securities Associates VI, LLC, its general partner, By: /s/Michael G. Fisch, as Managing Member
2017-11-14
American Securities Partners VI(C), L.P., By: American Securities Associates VI, LLC, its general partner, By: /s/ Michael G. Fisch, as Managing Member
2017-11-14
American Securities Partners VI(D), L.P., By: American Securities Associates VI, LLC, its general partner, By: /s/ Michael G. Fisch, as Managing Member
2017-11-14
American Securities Associates VI, LLC, By: /s/ Michael G. Fisch, as Managing Member
2017-11-14
American Securities LLC, By: /s/ Michael G. Fisch, as President and Chief Executive Officer
2017-11-14
/s/ Kevin Penn
2017-11-14
/s/ Loren S. Easton
2017-11-14