0001127602-17-014588.txt : 20170410 0001127602-17-014588.hdr.sgml : 20170410 20170410161448 ACCESSION NUMBER: 0001127602-17-014588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170406 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN AXLE & MANUFACTURING HOLDINGS INC CENTRAL INDEX KEY: 0001062231 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 383161171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE DAUCH DRIVE CITY: DETROIT STATE: MI ZIP: 48211-1198 BUSINESS PHONE: 3137583600 MAIL ADDRESS: STREET 1: ONE DAUCH DRIVE CITY: DETROIT STATE: MI ZIP: 48211-1198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEAVIN TODD A CENTRAL INDEX KEY: 0001208018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14303 FILM NUMBER: 17753555 MAIL ADDRESS: STREET 1: 1950 OAK POINTE DR CITY: ROCHESTER HILLS STATE: MI ZIP: 48306 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-06 0001062231 AMERICAN AXLE & MANUFACTURING HOLDINGS INC AXL 0001208018 HEAVIN TODD A ONE DAUCH DRIVE DETROIT MI 48211 1 President Casting Common Stock 2017-04-06 4 A 0 40860 A 40860 D Common Stock 2017-04-06 4 F 0 1278 17.00 D 39582 D Received in exchange for 81,720 shares of Metaldyne Performance Group Inc. (MPG) common stock in connection with the Issuer's acquisition of MPG under the Agreement and Plan of Merger, dated as of November 3, 2016, among the Issuer, MPG, and a wholly-owned subsidiary of the Issuer (the Merger). At the effective time of the Merger, each outstanding share of MPG common stock (as well as each outstanding restricted stock award of MPG and each share underlying outstanding restricted stock units with respect to MPG) held by the reporting person was converted into (i) $13.50 in cash, without interest, and (ii) 0.5 of a share of Issuer common stock. On the effective date of the Merger, the closing price of the Issuer's common stock was $17.00. All outstanding restricted stock awards of MPG and restricted stock units with respect to MPG held by the reporting person vested in connection with the Merger. /s/ Laura L. Douglas, attorney in fact 2017-04-10