-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W2fy1NKSHBq+c2A4u722bmtDp7WUKxJLYBclb3Mw9sIrwhLzIOZz6p+L2Rye4iAS RhStsFeryVsfHTmrmuJoZg== 0001045567-09-000002.txt : 20090108 0001045567-09-000002.hdr.sgml : 20090108 20090108171301 ACCESSION NUMBER: 0001045567-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090106 FILED AS OF DATE: 20090108 DATE AS OF CHANGE: 20090108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN AXLE & MANUFACTURING HOLDINGS INC CENTRAL INDEX KEY: 0001062231 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 383161171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE DAUCH DRIVE CITY: DETROIT STATE: MI ZIP: 48211-1198 BUSINESS PHONE: 3137583600 MAIL ADDRESS: STREET 1: ONE DAUCH DRIVE CITY: DETROIT STATE: MI ZIP: 48211-1198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAUCH RICHARD E CENTRAL INDEX KEY: 0001045567 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14303 FILM NUMBER: 09516352 BUSINESS ADDRESS: STREET 1: C/O AMERICAN AXLE & MANUFACTURING STREET 2: HOLDINGS, INC. 1840 HOLBROOK AVE CITY: DETROIT STATE: MI ZIP: 48212 BUSINESS PHONE: 313-974-2000 MAIL ADDRESS: STREET 1: C/O AMERICAN AXLE & MANUFACTURING STREET 2: HOLDINGS, INC. 1840 HOLBROOK AVE CITY: DETROIT STATE: MI ZIP: 48212 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-06 0001062231 AMERICAN AXLE & MANUFACTURING HOLDINGS INC AXL 0001045567 DAUCH RICHARD E ONE DAUCH DRIVE DETROIT MI 48211-1198 1 1 0 0 Co-Founder, Chairman & CEO Common Stock 2009-01-06 4 A 0 59638 0 A 298830 D Employee Stock Option (right to buy) 2.81 2009-01-06 4 A 0 150000 0 A 2019-01-06 Common Stock 150000 150000 D Excludes 430,000 shares previously owned directly, which were contributed to a grantor retained annuity trust since the reporting person's most recent ownership report. The options vest in three approximately equal annual installments begining January 6, 2010. Laura L. Douglas, Attorney-in-fact 2009-01-08 -----END PRIVACY-ENHANCED MESSAGE-----