FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/01/2007 |
3. Issuer Name and Ticker or Trading Symbol
CONVERGYS CORP [ CVG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 09/06/2007 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 2,305.175 | I | By 401(k) Plan(1) |
Common Shares | 1,435.964 | I | By Trustee of ESPP(2) |
Common Shares | 36,098(3) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy)(4) | 08/13/1999 | 08/13/2008 | Common Shares | 125 | $15 | D | |
Employee Stock Option (Right to Buy)(4) | 08/13/2000 | 08/13/2008 | Common Shares | 625 | $15 | D | |
Employee Stock Option (Right to Buy)(4) | 08/13/2001 | 08/13/2008 | Common Shares | 625 | $15 | D | |
Employee Stock Option (Right to Buy)(4) | 08/13/2002 | 08/13/2008 | Common Shares | 625 | $15 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/1999 | 01/02/2008 | Common Shares | 925 | $17.439 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2000 | 01/02/2008 | Common Shares | 925 | $17.439 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2001 | 01/02/2008 | Common Shares | 1,850 | $17.439 | D | |
Employee Stock Option (Right to Buy)(4) | 01/04/2000 | 01/04/2009 | Common Shares | 1,375 | $22.219 | D | |
Employee Stock Option (Right to Buy)(4) | 01/04/2001 | 01/04/2009 | Common Shares | 1,375 | $22.219 | D | |
Employee Stock Option (Right to Buy)(4) | 01/04/2002 | 01/04/2009 | Common Shares | 2,750 | $22.219 | D | |
Employee Stock Option (Right to Buy)(4) | 01/03/2001 | 01/03/2010 | Common Shares | 3,000 | $29.532 | D | |
Employee Stock Option (Right to Buy)(4) | 01/03/2002 | 01/03/2010 | Common Shares | 3,000 | $29.532 | D | |
Employee Stock Option (Right to Buy)(4) | 01/03/2003 | 01/03/2010 | Common Shares | 6,000 | $29.532 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2002 | 01/02/2011 | Common Shares | 3,250 | $43.625 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2003 | 01/02/2011 | Common Shares | 3,250 | $43.625 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2004 | 01/02/2011 | Common Shares | 6,500 | $43.625 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2003 | 01/02/2012 | Common Shares | 3,750 | $36.67 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2004 | 01/02/2012 | Common Shares | 3,750 | $36.67 | D | |
Employee Stock Option (Right to Buy)(4) | 01/02/2005 | 01/02/2012 | Common Shares | 7,500 | $36.67 | D | |
Employee Stock Option (Right to Buy)(4) | 01/31/2003 | 01/31/2013 | Common Shares | 2,796 | $12.55 | D | |
Phantom Share(5) | (6) | (6) | Common Shares | 1,476.264 | (7) | D |
Explanation of Responses: |
1. This number represents the reporting person's shares held in the company's 401(k) plan as of August 20, 2007. |
2. This number represents the reporting person's shares held in the Convergys Corporation Employee Stock Purchase Plan as of August 20, 2007. |
3. This amendment updates the reporting persons direct holdings to include grants of restricted stock units inadvertently omitted from original filing. |
4. Option shares granted under the Convergys 1998 Long Term Incentive Plan, which is a Rule 16b-3 Plan. |
5. This amendment includes the reporting persons phantom shares inadvertently omitted from original filing. |
6. Phantom Shares are payable in cash following termination of the reporting person's employment with Convergys Corporation. |
7. 1 for 1 |
Remarks: |
/s/ Karen R. Bowman | 09/06/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |