-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmaMHtrkfYrfb5sPzoPuFt0YN6rHdSCgs1zT/L1v7lVrrsbKtLdywQytUZWFxjSE /pWqD/M6ABnnGj0Og+ospg== 0001021408-02-013700.txt : 20021112 0001021408-02-013700.hdr.sgml : 20021111 20021112144926 ACCESSION NUMBER: 0001021408-02-013700 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021112 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONVERGYS CORP CENTRAL INDEX KEY: 0001062047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 311598292 STATE OF INCORPORATION: OH FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14379 FILM NUMBER: 02816810 BUSINESS ADDRESS: STREET 1: 201 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133975364 8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 12, 2002 CONVERGYS CORPORATION (Exact name of registrant as specified in its charter) Ohio 1-4379 31-1598292 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 201 East Fourth Street Cincinnati, Ohio 45202 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (513) 723-7000 Form 8-K Convergys Corporation Item 7. Exhibits. (a) Exhibits: 99.1 Certification of Periodic Financial Report By Chief Executive Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002. 99.2 Certification of Periodic Financial Report By Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Item 9. Regulation FD Disclosure. On November 11, 2002 James F. Orr, President and Chief Executive Officer of Convergys Corporation, and Steven G. Rolls, Chief Financial Officer of Convergys Corporation, each signed the Certification of Periodic Financial Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 in connection with the Convergys Corporation Form 10-Q for the quarterly period ended September 30, 2002. The Certifications were submitted to the Securities and Exchange Commission on November 12, 2002. A copy of each of these Certifications is attached as Exhibits 99.1 and 99.2 hereto. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CONVERGYS CORPORATION By: /s/ William H. Hawkins II --------------------------------------- William H. Hawkins II General Counsel and Secretary Date: November 11, 2002 Form 8-K Convergys Corporation Exhibit Index Exhibit Nos. Description 99.1 Certification of Periodic Financial Report By Chief Executive Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002. 99.2 Certification of Periodic Financial Report By Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. EX-99.1 3 dex991.txt CERTIFICATION FOR CHIEF EXECUTIVE OFFICER Exhibit 99.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT BY CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Form 10-Q for the quarterly period July 1, 2002, to and including September 30, 2002 of Convergys Corporation (the "Company"), as filed with the Securities and Exchange Commission on November 12, 2002 (the "Report"), I, James F. Orr, President and Chief Executive Officer of the Company, certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ James F. Orr - ------------------------------------- James F. Orr President and Chief Executive Officer November 11, 2002 EX-99.2 4 dex992.txt CERTIFICATION FOR CHIEF EXECUTIVE OFFICER Exhibit 99.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT BY CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Form 10-Q for the quarterly period July 1, 2002, to and including September 30, 2002 of Convergys Corporation (the "Company"), as filed with the Securities and Exchange Commission on November 12, 2002 (the "Report"), I, Steven G. Rolls, Chief Financial Officer of the Company, certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Steven G. Rolls - ------------------------------------- Steven G. Rolls Chief Financial Officer November 11, 2002 -----END PRIVACY-ENHANCED MESSAGE-----