8-K 1 wmeco_form8k.htm CURRENT REPORT ON FORM 8-K Converted by EDGARwiz



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


                                


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 21, 2013 (November 15, 2013)

 


WESTERN MASSACHUSETTS ELECTRIC COMPANY

(Exact name of registrant as specified in its charter)



Massachusetts

0-7624

04-1961130

(State or other jurisdiction

of organization)

(Commission File Number)

(I.R.S. Employer

Identification No.)


One Federal Street, Building 111-4

Springfield, Massachusetts


01105

(Address of principal executive offices)

(Zip Code)


Registrant’s telephone number, including area code: (413) 785-5871


Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 






 

Section 2               Financial Information

 

Item 2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.


On November 15, 2013, Western Massachusetts Electric Company (“WMECO”) issued $80 million aggregate principal amount of its 3.88% Senior Notes, Series G, due 2023 (the “Series G Notes”) to institutional accredited investors in a private placement exempt from the registration requirements of the Securities Act of 1933, as amended.  The Series G Notes were issued under the Seventh Supplemental Indenture, dated as of November 1, 2013, between WMECO and The Bank of New York Mellon Trust Company, N.A., as Trustee, supplementing the Indenture between WMECO and The Bank of New York Mellon Trust Company, N.A., as successor Trustee, dated as of September 1, 2003, as previously supplemented (as supplemented by the Seventh Supplemental Indenture, the “Indenture”).


Section 9

Financial Statements and Exhibits


Item 9.01

Financial Statements and Exhibits.


(d)

Exhibits.  


Exhibit Number

Description

4.1

Seventh Supplemental Indenture, dated as of November 1, 2013, between WMECO and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Supplemental Indenture”)

4.2

Form of Series G Note (included as Exhibit A to the Supplemental Indenture incorporated by reference herein as Exhibit 4.1).





2



SIGNATURE


Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




WESTERN MASSACHUSETTS ELECTRIC COMPANY

(Registrant)




November 21, 2013

By:

/S/ PHILIP J. LEMBO

Philip J. Lembo

Vice President and Treasurer




3





EXHIBIT INDEX


Exhibit Number

Description

4.1

Seventh Supplemental Indenture, dated as of November 1, 2013, between WMECO and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Supplemental Indenture”)

4.2

Form of Series G Note (included as Exhibit A to the Supplemental Indenture incorporated by reference herein as Exhibit 4.1).