0001415889-24-010672.txt : 20240410
0001415889-24-010672.hdr.sgml : 20240410
20240410200240
ACCESSION NUMBER: 0001415889-24-010672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240408
FILED AS OF DATE: 20240410
DATE AS OF CHANGE: 20240410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUSTIN ROXANNE S
CENTRAL INDEX KEY: 0001061632
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 24836907
MAIL ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD
STREET 2: PO BOX 956 MS ES/001/A102
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freshworks Inc.
CENTRAL INDEX KEY: 0001544522
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 331218825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 513-0514
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
FORMER COMPANY:
FORMER CONFORMED NAME: FreshDesk Inc.
DATE OF NAME CHANGE: 20120312
4
1
form4-04112024_120435.xml
X0508
4
2024-04-08
0001544522
Freshworks Inc.
FRSH
0001061632
AUSTIN ROXANNE S
C/O FRESHWORKS INC.
2950 S DELAWARE STREET, SUITE 201
SAN MATEO
CA
94403
true
false
false
false
0
Class A Common Stock
2024-04-08
4
J
0
148960
0
A
238160
D
Class A Common Stock
2024-04-10
4
C
0
12601
0
A
250761
D
Class B Common Stock
2024-04-08
4
M
0
11460
0
D
2031-05-16
Class B Common Stock
11460
148960
D
Class B Common Stock
2024-04-08
4
M
0
11460
0
A
Class A Common Stock
11460
263530
D
Restricted Stock Units
0
2024-04-08
4
J
0
148960
0
D
Class A Common Stock
148960
0
D
Class B Common Stock
2024-04-10
4
C
0
12601
0
D
Class A Common Stock
12601
250929
D
The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On April 8, 2024, the RSU award was modified to provide that 148,960 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock. As reported in Column 9 of Table II, there are no remaining RSUs that settle in Class B Common Stock.
Each RSU represents a contingent right to receive one share of Class B Common Stock.
The shares of Class B Common Stock are to be acquired upon the vesting of RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.
Not applicable.
/s/ Pamela Sergeeff, Attorney-in-Fact
2024-04-10