0001209191-13-001698.txt : 20130103 0001209191-13-001698.hdr.sgml : 20130103 20130103200310 ACCESSION NUMBER: 0001209191-13-001698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NASSAU HENRY N CENTRAL INDEX KEY: 0001177127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14788 FILM NUMBER: 13509422 MAIL ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 600 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TRUST INC CENTRAL INDEX KEY: 0001061630 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946181186 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126550220 MAIL ADDRESS: STREET 1: PAUL, HASTINGS, JANOFSKY & WALKER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 4 1 c30970_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-12-31 0001061630 CAPITAL TRUST INC CT 0001177127 NASSAU HENRY N C/O DECHERT LLP CIRA CENTER, 2929 ARCH STREET PHILADELPHIA PA 19104 1 0 0 0 Class A Common Stock Units 2012-12-31 4 A 0 5547 A 157943 D Represents an award of Class A Common Stock Units in lieu of retainer and meeting fees that convert to shares of Class A Common Stock on a one-for-one basis as determined at the time of the grant. The number of shares of Class A Common Stock subject to the award was calculated by dividing $9,375 in retainer and meeting fees by the average adjusted closing price for the fourth quarter of 2012. The reporting person directly beneficially owns 4,500 shares of Class A Common Stock. The reporting person indirectly beneficially owns 400 shares of Class A Common Stock held by his two sons. /s/ Geoffrey G. Jervis, on behalf of Henry N. Nassau 2013-01-03