-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdfmxG/N+EnlLn7S4CeHAk/QR3kNkz1dlXL84qFz6HXQt3u1N5Dej9YOTfaweDS9 OBecMSbneeOaO/1fdGeS4A== 0001116679-07-003188.txt : 20071218 0001116679-07-003188.hdr.sgml : 20071218 20071218115835 ACCESSION NUMBER: 0001116679-07-003188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071214 FILED AS OF DATE: 20071218 DATE AS OF CHANGE: 20071218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TRUST INC CENTRAL INDEX KEY: 0001061630 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946181186 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126550220 MAIL ADDRESS: STREET 1: PAUL, HASTINGS, JANOFSKY & WALKER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZELL SAMUEL CENTRAL INDEX KEY: 0001024193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14788 FILM NUMBER: 071312092 BUSINESS ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124540100 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-14 0001061630 CAPITAL TRUST INC CT 0001024193 ZELL SAMUEL TWO NORTH RIVERSIDE PLAZA CHICAGO IL 60606 1 0 0 0 Class A Common Stock 2007-12-14 4 M 0 40000 30.00 A 140000 D Stock Option (right to buy) 30.00 2007-12-14 4 M 0 40000 D 2008-01-30 Common Stock 40000 0 D The reporting person directly beneficially owns 21,899 Class A Common Stock Units which convert to shares of Class A Common Stock on a one-for-one basis. The stock options vested in 1/3 increments on each of January 30, 1999, January 30, 2000 and January 30, 2001. The stock options were granted under the Capital Trust, Inc. Amended and Restated 1997 Non-Employee Director Stock Plan. /s/ Geoffrey G. Jervis, on behalf of Samuel Zell 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----