-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EALgjT6S0SSSMSoaM/CLLtPHPwFcYdxvoZlkVrwvY3S5z+7rMpL5j0ECuVzemCB+ CvYNZQTe/WrCp7VX9+bN8w== 0001116679-04-001302.txt : 20040527 0001116679-04-001302.hdr.sgml : 20040527 20040527145128 ACCESSION NUMBER: 0001116679-04-001302 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040525 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20040527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TRUST INC CENTRAL INDEX KEY: 0001061630 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946181186 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14788 FILM NUMBER: 04834786 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126550220 MAIL ADDRESS: STREET 1: PAUL, HASTINGS, JANOFSKY & WALKER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 8-K 1 cap8k.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2004 ------------- CAPITAL TRUST, INC. ------------------- (Exact Name of Registrant as specified in its charter) Maryland 1-14788 94-6181186 - ----------------------- ---------------------- ----------------------- (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification No.) 410 Park Avenue, 14th Floor, New York, NY 10022 ----------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 655-0220 --------------- N/A --------- (Former name or former address, if changed since last report): Item 9. Regulation FD Disclosure Institutional Shareholder Services ("ISS") has requested that Capital Trust, Inc. (the "Company") provide ISS with additional information about the fees billed for tax services that the Company reported in its proxy statement for its 2004 annual meeting of shareholders. ISS further requested that the Company publish this information either in a Form 8-K filing or in a press release. The following information addresses the questions raised by ISS regarding the components of fees billed by Ernst & Young LLP for services rendered for the fiscal year ended December 31, 2003:
Audit, Audit-Related and Tax Preparation and Compliance Fees ------------------------------------------------------------ Audit Fees $ 206,917 Audit-Related Fees $ 20,300 Tax Preparation and Compliance Fees $ 178,800 ----------------- Total Audit, Audit-Related and Tax Preparation and Compliance Fees $ 406,017 ----------------- Other Non-Audit Fees -------------------- Other Tax Related Fees (1) $ 112,606 All Other Fees (2) $ 318,802 ----------------- Total - Other Fees $ 431,408 ----------------- Total - Fees $ 837,425 =================
__________________________ (1) These tax fees include amounts billed to the Company primarily for tax planning and consulting. (2) All other fees include amounts billed to the Company related to audit of funds under management and tax return preparation for these funds under management for which the Company is reimbursed by the funds. The information in this Current Report on Form 8-K ("Current Report") is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of such section. The information in this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL TRUST, INC. By: /s/ John R. Klopp --------------------------------- Name: John R. Klopp Title: Chief Executive Officer Date: May 25, 2004 -----END PRIVACY-ENHANCED MESSAGE-----