-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UURy8Cy1bX5wZc1Q9WoWkFvc2Kw8fAYtxenm96APEUBmvHfLlhE/MQMChH0QC4Z1 nAJftnhkJ8sk6eaOZxjeKA== 0000899689-04-000016.txt : 20041004 0000899689-04-000016.hdr.sgml : 20041004 20041004173716 ACCESSION NUMBER: 0000899689-04-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040922 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TRUST INC CENTRAL INDEX KEY: 0001061630 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946181186 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126550220 MAIL ADDRESS: STREET 1: PAUL, HASTINGS, JANOFSKY & WALKER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VORNADO REALTY LP CENTRAL INDEX KEY: 0001040765 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14788 FILM NUMBER: 041063611 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: PLAZA II CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 2015871000 MAIL ADDRESS: STREET 1: PARK 80 WEST PLAZA II CITY: SADDLE BROOK STATE: NJ ZIP: 07663 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-22 0 0001061630 CAPITAL TRUST INC CT 0001040765 VORNADO REALTY LP 888 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Class A Common Stock, par value $.01 per share 2004-09-22 4 C 0 1424474 A 1424474 D See Footnote 3 2004-09-22 4 C 0 50000 D 2000-05-15 See Footnote 6 1424474 0 D Beneficial ownership of 1,424,474 shares of Class A Common stock, par value $.01 per share ("Common Stock"), of Capital Trust, Inc. (the "Issuer") is being reported hereunder. The Common Stock was acquired upon Vornado Realty L.P.'s conversion as of September 22, 2004 of 50,000 Variable Rate Step Up Convertible Trust Preferred Securities (Liquidation Amount $1,000 per Security)(the "Preferred Securities") issued by CT Convertible Trust I (the "Trust"), of which $29,914,000 of liquidation amount of the Preferred Securities (the "Convertible Amount") was convertible into Common Stock. [Continued in footnote 2] The Convertible Amount of the Preferred Securities was converted into a like amount of Convertible Debentures of the Issuer and the Convertible Debentures were converted into Common Stock at a rate of 47.619 shares per $1,000 principal amount of Convertible Debentures, following the adjustment to prevent dilution (142.857 became 47.619 as a result of a reverse stock split). Previously, the non-convertible portion of the Preferred Securities was redeemed by the Trust. Vornado Realty Trust is the sole general partner of Vornado Realty L.P. and as of June 30, 2004 owned 86.6% of the common limited partnership interests in Vornado Realty L.P. Variable Rate Step Up Convertible Trust Preferred Securities. 47.619 shares of Common Stock, par value $.01 per share, per $1,000 principal amount of Convertible Securities. Last business day prior to 9/30/18. Class A Common Stock, par value $.01 per share. /s/ Vornado Realty L.P. by Joseph Macnow 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----