-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKatJtojCf07//OSOlScB1cRopqV0OuCrpXN0s3DG7WcOYeipJN4hrvr1aihMEUA FFM5RaapWNsNtBtGH3OGLg== 0001104659-02-001698.txt : 20020508 0001104659-02-001698.hdr.sgml : 20020508 ACCESSION NUMBER: 0001104659-02-001698 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020502 ITEM INFORMATION: Changes in registrant's certifying accountant FILED AS OF DATE: 20020508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERTUCCIS CORP CENTRAL INDEX KEY: 0001061588 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 061311266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-62775 FILM NUMBER: 02637703 BUSINESS ADDRESS: STREET 1: 155 OTIS STREET CITY: NORTH BOROUGH STATE: MA ZIP: 01532-2414 BUSINESS PHONE: 5083512500 MAIL ADDRESS: STREET 1: 155 OTIS STREET CITY: NORTHBOROUGH STATE: MA ZIP: 01532-2414 FORMER COMPANY: FORMER CONFORMED NAME: NE RESTAURANT CO INC DATE OF NAME CHANGE: 19980513 8-K 1 j3851_8k.htm 8-K ne restaurant 10-Q

 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC  20549

 

FORM 8-K

 

 

ý Current Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

 

 

Date of Report  (Date of earliest event reported)

May 2, 2002

 

 

BERTUCCI’S CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Commission File Number    333-62775

 

 

 

Delaware

 

06-1311266

(State or other jurisdiction of

 

(I.R.S. Employer

incorporation or organization)

 

Identification Number)

 

 

 

155 Otis Street, Northborough, Massachusetts

 

01532

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant’s telephone number, including area code:  (508) 351-2500

 

 

 

N/A

(Former Name or former address, if changed since last report)

 



 

Item 4.                    Changes in Registrant’s Certifying Accountant

 

On May 2, 2002, Bertucci’s Corporation (the “Company”) determined to engage Deloitte & Touche LLP as the Company’s independent public accountants for the 2002 fiscal year, replacing Arthur Andersen LLP (“Andersen”), which served as the Company’s independent public accountants for the 2000 and 2001 fiscal years.  The decision to change accountants was approved by the Company’s Board of Directors.

 

The audit reports issued by Andersen on the consolidated financial statements for the fiscal years ended January 3, 2001 and January 2, 2002 did not contain any adverse opinion or disclaimer of opinion, nor were they qualified or modified as to uncertainty, audit scope or accounting principles.

 

During each of the fiscal years ended January 3, 2001 and January 2, 2002, and during the subsequent interim period through May 2, 2002, there were no disagreements between the Company and Andersen on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved to Andersen’s satisfaction, would have caused Andersen to make reference to the subject matter of the disagreement in connection with its reports on the Company’s consolidated financial statements for such periods.

 

None of the reportable events described in Item 304(a)(1)(v) of Regulation S-K occurred during the Company’s two most recent fiscal years January 3, 2002, or during the subsequent interim period through May 2, 2002.

 

The Company provided Andersen with a copy of the foregoing disclosures and a letter from Andersen confirming its agreement with these disclosures is attached to this report as Exhibit 99-3.

 

During the fiscal years ended January 3, 2001 and January 3, 2002, and during the subsequent interim period through May 2, 2002, the Company did not consult with Deloitte & Touche LLP with respect to the application of accounting principles to a specified transaction or regarding any of the other matters or events set forth in Item 304(a)(2)(i) and (ii) of Regulation S-K.

 

2



EXHIBIT LISTING AND INDEX

 

Exhibit No.

 

Description

99-3

 

Letter from Arthur Andersen LLP regarding change in certifying accountant.

 

3



 

 

SIGNATURE

 

 

 

                Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

 

 

 

 

 

 

BERTUCCI’S CORPORATION.

 

 

 

 

 

 

(Registrant)

 

 

 

 

 

 

 

 

Date:

May 2, 2002

 

By:

 

/s/ Kurt J. Schnaubelt

 

 

 

 

 

 

Senior Vice President — Finance and Administration (Chief Accounting Officer)

 

 

4


EX-99.3 3 j3851_ex99d3.htm EX-99.3 ne restaurant 10-Q

EXHIBIT  99-3

 

Office of the Chief Accountant

Securities and Exchange Commission

450 Fifth Street, N.W.

Washington, D.C.  20549

 

May 6, 2002

 

 

Dear Sir/Madam:

 

We have read paragraphs 1 through 5 of Item 4 included in the Form 8-K dated May 2, 2002 of Bertucci’s Corporation to be filed with the Securities and Exchange Commission and are in agreement with the statements contained therein.

 

Very truly yours,

 

 

/s/ Arthur Andersen LLP

 

 

cc:

 

Mr. Kurt J. Schnaubelt Senior Vice President — Finance and Administration

 

 

Bertucci’s Corporation

 

1


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