0001410368-15-001673.txt : 20151230
0001410368-15-001673.hdr.sgml : 20151230
20151230170445
ACCESSION NUMBER: 0001410368-15-001673
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20151031
FILED AS OF DATE: 20151230
DATE AS OF CHANGE: 20151230
EFFECTIVENESS DATE: 20151230
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CREDIT SUISSE HIGH YIELD BOND FUND
CENTRAL INDEX KEY: 0001061353
IRS NUMBER: 134009166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08777
FILM NUMBER: 151314085
BUSINESS ADDRESS:
STREET 1: ONE MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2123252000
MAIL ADDRESS:
STREET 1: ONE MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: DLJ HIGH YIELD BOND FUND
DATE OF NAME CHANGE: 19980508
NSAR-B
1
th82answer.fil
ANSWER FILE
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PAGE 3
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PAGE 4
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PAGE 7
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PAGE 8
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SIGNATURE ROCCO DELGUERCIO
TITLE CHIEF FINANCIAL OFFICER
EX-99.77O RULE 10F-3
2
TH82.10f3.oct15.txt
10F3
10f-3 securities
Credit Suisse High Yield Bond Fund
Portfolio: Credit Suisse High Yield Bond Fund
Security: Priso Acquisition Corporation
Date Purchased: 5/1/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 2100
Total Principal Purchased
by the Portfolio: $2,100,000
% of Offering Purchased
by the Portfolio: 1.05%
Broker: Deutsche Bank Securities Inc
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Chemours Co
Date Purchased: 5/5/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 2400
Total Principal Purchased
by the Portfolio: $2,400,000
% of Offering Purchased
by the Portfolio: 0.32%
Broker: JPMorgan Chase Bank, N.A.
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Brookfield Residential
Date Purchased: 5/6/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 2000
Total Principal Purchased
by the Portfolio: $2,000,000
% of Offering Purchased
by the Portfolio: 0.57%
Broker: JPMorgan Chase Bank, N.A.
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Transdigm Inc.
Date Purchased: 5/6/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1000
Total Principal Purchased
by the Portfolio: $1,000,000
% of Offering Purchased
by the Portfolio: 0.22%
Broker: Citigroup Global Markets Inc.
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Meritage Homes Corp
Date Purchased: 5/28/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1000
Total Principal Purchased
by the Portfolio: $1,000,000
% of Offering Purchased
by the Portfolio: 0.50%
Broker: JPMorgan Chase Bank, N.A.
Member: Co-Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: AMC Entertainment Inc
Date Purchased: 6/2/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1475
Total Principal Purchased
by the Portfolio: $1,475,000
% of Offering Purchased
by the Portfolio: 0.25%
Broker: Citigroup Global Markets Inc.
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: XPO Logistics Inc.
Date Purchased: 6/4/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 2100
Total Principal Purchased
by the Portfolio: $2,100,000
% of Offering Purchased
by the Portfolio: 0.13%
Broker: Morgan Stanley & Co., Inc
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Endo Fin/Endo Ltd/E Finc
Date Purchased: 6/24/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1400
Total Principal Purchased
by the Portfolio: $1,400,000
% of Offering Purchased
by the Portfolio: 0.09%
Broker: Barclays Capital Inc. (NY)
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Univar Inc
Date Purchased: 6/24/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1250
Total Principal Purchased
by the Portfolio: $1,250,000
% of Offering Purchased
by the Portfolio: 0.31%
Broker: Banc of America Securities LLC
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: SS&C Technologies
Date Purchased: 6/29/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 3000
Total Principal Purchased
by the Portfolio: $3,000,000
% of Offering Purchased
by the Portfolio: 0.50%
Broker: Morgan Stanley & Co., Inc
Member: Co-Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: CCO Safari II LLC
Date Purchased: 7/9/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1500
Total Principal Purchased
by the Portfolio: $1,500,000
% of Offering Purchased
by the Portfolio: 0.03%
Broker: Goldman Sachs Bank (Europe) PLC
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: CCO Safari II LLC
Date Purchased: 7/9/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 425
Total Principal Purchased
by the Portfolio: $425,000
% of Offering Purchased
by the Portfolio: 0.01%
Broker: Goldman Sachs Bank (Europe) PLC
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: CCO Safari II LLC
Date Purchased: 7/9/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1350
Total Principal Purchased
by the Portfolio: $1,350,000
% of Offering Purchased
by the Portfolio: 0.27%
Broker: Goldman Sachs Bank (Europe) PLC
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Allegion Plc
Date Purchased: 9/11/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1000
Total Principal Purchased
by the Portfolio: $1,000,000
% of Offering Purchased
by the Portfolio: 0.33%
Broker: JPMorgan Chase Bank, N.A.
Member: Joint Lead Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Frontier Communications Corporation
Date Purchased: 9/11/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 2700
Total Principal Purchased
by the Portfolio: $2,700,000
% of Offering Purchased
by the Portfolio: 0.08%
Broker: JPMorgan Chase Bank, N.A.
Member: Co-Manager
Portfolio: Credit Suisse High Yield Bond Fund
Security: Level 3 Financing Inc.
Date Purchased: 10/29/2015
Price per Share: $100
Shares Purchased by
the Portfolio: 1000
Total Principal Purchased
by the Portfolio: $1,000,000
% of Offering Purchased
by the Portfolio: 0.11%
Broker: Citigroup Global Markets Inc.
Member: Joint Lead Manager
EX-99.77Q2 ITEM 405
3
th82.77Q2.txt
POLICIES
77Q2
Section 16(a) Beneficial Ownership Reporting Compliance
Director Filing Status Form # Transaction
Terry Bovarnick Late Form 4 1
EX-99.77B ACCT LTTR
4
th82.auditletter.1015.txt
AUDIT LETTER
Report of Independent Registered Public Accounting Firm
The Board of Trustees and Shareholders
Credit Suisse High Yield Bond Fund:
In planning and performing our audit of the financial statements of
Credit Suisse High Yield Bond Fund (the "Fund"), as of and for the
year ended October 31,2015, in accordance with the standards of the
Public Company Accounting Oversight Board (United States), we
considered the Fund's internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-SAR, but not for the purpose of expressing
an opinion on the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we express no such opinion.
Management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A fund's internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A fund's
internal control over financial reporting includes those policies
and procedures that (1) pertain to the maintenance of records that,
in reasonable detail, accurately and fairly reflect the transactions
and dispositions of the assets of the fund; (2) provide reasonable
assurance that transactions are recorded as necessary to permit
preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures
of the fund are being made only in accordance with authorizations of
management and trustees of the fund; and (3) provide reasonable
assurance regarding prevention or timely detection of unauthorized
acquisition, use, or disposition of the fund's assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis. A
material weakness is a deficiency, or combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the Fund's
annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Fund's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under standards
established by the Public Company Accounting Oversight Board
(United States). However, we noted no deficiencies in the Funds'
internal control over financial reporting and their operation,
including controls over safeguarding securities that we consider
to be a material weakness as defined above as of October 31, 2015.
This report is intended solely for the information and use of
management and the Board of Trustees of Credit Suisse High Yield
Bond Fund and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than these
specified parties.
/s/KPMG LLP
New York, New York
December 30, 2015