0001410368-11-000351.txt : 20111230
0001410368-11-000351.hdr.sgml : 20111230
20111230114811
ACCESSION NUMBER: 0001410368-11-000351
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111230
DATE AS OF CHANGE: 20111230
EFFECTIVENESS DATE: 20111230
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CREDIT SUISSE HIGH YIELD BOND FUND
CENTRAL INDEX KEY: 0001061353
IRS NUMBER: 134009166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08777
FILM NUMBER: 111288424
BUSINESS ADDRESS:
STREET 1: ELEVEN MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2123252000
MAIL ADDRESS:
STREET 1: ELEVEN MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: DLJ HIGH YIELD BOND FUND
DATE OF NAME CHANGE: 19980508
NSAR-B
1
th82answer.fil
ANSWER FILE
PAGE 1
000 B000000 10/31/2011
000 C000000 0001061353
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001 A000000 CREDIT SUISSE HIGH YIELD BOND FUND
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014 A000002 CJSC BANK CREDIT SUISSE (MOSCOW)
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014 A000003 CLARIDEN LEU AG
PAGE 2
014 B000003 8-00000
014 A000004 CLARIDEN LEU TRUST (CAYMAN) LIMITED
014 B000004 8-00000
014 A000005 CREDIT SUISSE (AUSTRALIA), LTD.
014 B000005 8-00000
014 A000006 CS (BRASIL) DIST DE TITULO E VALORES MOBIL SA
014 B000006 8-00000
014 A000007 CS (BRASIL) SA CORR DE TITL E VALS MOBIL
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014 A000008 CREDIT (DEUSTCHELAND) AKTIENSELLSCHAFT
014 B000008 8-0000
014 A000009 CREDIT SUISSE (GIBRALTAR) LIMITED
014 B000009 8-00000
014 A000010 CREDIT SUISSE (GUERNSEY) LIMITED
014 B000010 8-00000
014 A000011 CREDIT SUISSE (HONG KONG), LTD.
014 B000011 8-00000
014 A000012 CREDIT SUISSE (ITALY) S.P.A.
014 B000012 8-00000
014 A000013 CREDIT SUISSE (LUXEMBOURG) SA
014 B000013 8-00000
014 A000014 CREDIT SUISSE (SINGAPORE), LTD.
014 B000014 8-00000
014 A000015 CREDIT SUISSE (U.K.) LIMITED
014 B000015 8-00000
014 A000016 CREDIT SUISSE BRAZIL (BAHAMAS), LTD.
014 B000016 8-00000
014 A000017 CREDIT SUISSE EQUITIES (AUSTRALIA), LTD.
014 B000017 8-00000
014 A000018 Credit Suisse (Argentina) Trading SA
014 B000018 8-00000
014 A000019 CREDIT SUISSE FIRST BOSTON EQUITIES
014 B000019 8-00000
014 A000020 CS HEDGING-GRIFFO CORRETORA DE VALORES SA
014 B000020 8-00000
014 A000021 CREDIT SUISSE INTERNATIONAL
014 B000021 8-00000
014 A000022 CREDIT SUISSE ISTANBUL MENKUL DEGERLER A.S.
014 B000022 8-00000
014 A000023 CREDIT SUISSE SECURITIES (CANADA), INC.
014 B000023 8-00000
014 A000024 CREDIT SUISSE SECURITIES (EUROPE), LTD.
014 B000024 8-00000
014 A000025 CREDIT SUISSE SECURITIES (HONG KONG), LTD.
014 B000025 8-00000
014 A000026 CREDIT SUISSE SECURITIES (INDIA) PRIVATE LTD
014 B000026 8-00000
014 A000027 CREDIT SUISSE SECURITIES (SINGAPORE) PTE LTD.
014 B000027 8-00000
014 A000028 CREDIT SUISSE SECURITIES (THAILAND), LTD.
014 B000028 8-00000
PAGE 3
014 A000029 NEUE AARGAUER BANK
014 B000029 8-00000
014 A000030 PT CREDIT SUISSE SECURITIES INDONESIA
014 B000030 8-00000
014 A000031 CREDIT SUISSE ASSET MGMT. SECURITIES, INC.
014 B000031 8-032482
014 A000032 CREDIT SUISSE CAPITAL LLC
014 B000032 8-00000
014 A000033 CREDIT SUISSE PRIVATE ADVISORS
014 B000033 8-053440
014 A000034 CREDIT SUISSE SECURITIES (USA) LLC
014 B000034 8-000422
014 A000035 ELECTRONIC SECURITIES PROCESSING (ESP) LLC
014 B000035 8-00000
014 A000036 CREDIT SUISSE (USA), INC.
014 B000036 8-00000
014 A000037 CSFB MORTGAGE ACCEPTANCE CORP.
014 B000037 8-00000
014 A000038 CREDIT SUISSE HOLDINGS (USA), INC.
014 B000038 8-00000
014 A000039 CREDIT SUISSE (FRANCE)
014 B000039 8-00000
014 A000040 CREDIT SUISSE (MONACO) S.A.M.
014 B000040 8-00000
014 A000041 Credit Suisse AG
014 B000041 8-00000
014 A000042 CSFB (JAPAN) LIMITED
014 B000042 8-00000
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014 B000043 8-00000
014 A000044 CSFB SOCIEDAD DE VALORES S.A.
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019 A000000 Y
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019 C000000 CSAM CLOSE
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020 B000001 13-2741729
020 C000001 2
020 A000002 STERNE, AGEE & LEACH, INC.
020 B000002 63-0463600
020 C000002 1
021 000000 3
022 A000001 CHASE SECURITIES INC.
022 B000001 13-3112953
PAGE 4
022 C000001 38932
022 D000001 21863
022 A000002 BANC OF AMERICA SECURITIES
022 B000002 91-1687665
022 C000002 26545
022 D000002 14327
022 A000003 DEUTSCHE BANK SECURITIES
022 B000003 13-3124068
022 C000003 31005
022 D000003 8282
022 A000004 STATE STREET BANK AND TRUST
022 B000004 13-3542950
022 C000004 18829
022 D000004 15846
022 A000005 BARCLAYS CAPITAL INC.
022 B000005 13-3297824
022 C000005 24670
022 D000005 8401
022 A000006 PERSHING LLC
022 B000006 13-2741729
022 C000006 13322
022 D000006 16903
022 A000007 MORGAN & STANLEY CO., INC.
022 B000007 13-2655998
022 C000007 13773
022 D000007 13970
022 A000008 WELLS FARGO & CO.
022 B000008 41-0449260
022 C000008 14622
022 D000008 11172
022 A000009 STERNE, AGEE & LEACH, INC.
022 B000009 63-0463600
022 C000009 3837
022 D000009 17430
022 A000010 UBS SECURITIES LLC
022 B000010 13-2638166
022 C000010 7764
022 D000010 6460
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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SIGNATURE MIKE PIGNATARO
TITLE CHIEF FINANCIAL OFFICER
EX-99.77B ACCT LTTR
2
th82_77b_auditletter.txt
AUDIT LETTER
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of
Credit Suisse High Yield Bond Fund
In planning and performing our audit of the financial statements of Credit
Suisse High Yield Bond Fund (the Fund) as of and for the year ended
October 31, 2011, in accordance with the standards of the Public Company
Accounting Oversight Board (United States), we considered the Funds
internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial statements and
to comply with the requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of the Funds internal control
over financial reporting. Accordingly, we do not express an opinion on the
effectiveness of the Fund's internal control over financial reporting.
The management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A funds internal
control over financial reporting is a process designed to provide
reasonable assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A fund's
internal control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide reasonable assurance
that transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the fund are being
made only in accordance with authorizations of management and trustees
of the fund; and (3) provide reasonable assurance regarding prevention
or timely detection of unauthorized acquisition, use or disposition of
a funds assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis.
A material weakness is a deficiency, or a combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the fund's annual
or interim financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first paragraph
and would not necessarily disclose all deficiencies in internal control
over financial reporting that might be material weaknesses under standards
established by the Public Company Accounting Oversight Board (United
States). However, we noted no deficiencies in the Funds internal control
over financial reporting and its operation, including controls over
safeguarding securities, that we consider to be material weaknesses as
defined above as of October 31, 2011.
This report is intended solely for the information and use of management
and the Board of Trustees of Credit Suisse High Yield Bond Fund and the
Securities and Exchange Commission and is not intended to be and should
not be used by anyone other than these specified parties.
PricewaterhouseCoopers LLP
December 21, 2011
EX-99.77O RULE 10F-3
3
th82_77o_10f3.txt
10F-3
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: WCA Waste Corp
Date Purchased: 5/26/2011
Price per Share: 100
Shares Purchased by
the portfolio: 1000
Total Principal Purchased
by the Portfolio: $1000000
% of Offering Purchased
by the Portfolio: 0.57%
Broker: BB&T Corp
Member: Lead Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: Ducommun Incorporated
Date Purchased: 6/23/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 1000
Total Principal Purchased
by the Portfolio: $1000000
% of Offering Purchased
by the Portfolio: 0.50%
Broker: UBS
Member: Joint Lead Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: Academy, LTD.
Date Purchased: 7/25/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 500
Total Principal Purchased
by the Portfolio: $500000
% of Offering Purchased
by the Portfolio: 0.11%
Broker: Goldman Sachs
Member: Joint Lead Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: Amerigas Partners LP
Date Purchased: 7/27/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 500
Total Principal Purchased
by the Portfolio: $500000
% of Offering Purchased
by the Portfolio: 0.11%
Broker: JPMorgan Chase
Member: Joint Lead Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: Antero Resources Finance
Date Purchased: 7/27/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 500
Total Principal Purchased
by the Portfolio: $500000
% of Offering Purchased
by the Portfolio: 0.13%
Broker: JPMorgan Chase
Member: Co-Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: American Airlines PT TRS 11-2
Date Purchased: 9/27/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 1300
Total Principal Purchased
by the Portfolio: $1300000
% of Offering Purchased
by the Portfolio: 0.18%
Broker: Morgan Stanley
Member: Joint Lead Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: American Airlines PT TRS 11-2
Date Purchased: 9/27/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 1300
Total Principal Purchased
by the Portfolio: $1300000
% of Offering Purchased
by the Portfolio: 0.18%
Broker: Morgan Stanley
Member: Joint Lead Manager
Portfolio: CREDIT SUISSE HIGH YIELD BOND FUND
Security: FMG Resources August 2006
Date Purchased: 10/25/2011
Price per Share: 100
Shares Purchased by
the Portfolio: 600
Total Principal Purchased
by the Portfolio: $600000
% of Offering Purchased
by the Portfolio: 0.04%
Broker: JPMorgan Chase
Member: Joint Lead Manager
EX-99.77Q2 ITEM 405
4
th82_77q2.txt
EXHIBIT
Credit Suisse High Yield Bond Fund
Section 16 (a) Beneficial Ownership Reporting Compliance
Director Filing Status Form # Transaction
Enrique Arzac Late Form 4 1
James Cattano Late Form 4 1
Steven Rappaport Late Form 4 1
Terry Bovarnick Late Form 4 1
Lawrence Fox Late Form 4 1