-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D/FX85hwJE+T6EOek/8sb4y+0sRVb0Be70Plrv0mcWT4ICuzNpHTxyS2d0E3mSOi 0V7vrUXadhz+ZXjd4N6Vbw== 0000921446-99-000170.txt : 19990630 0000921446-99-000170.hdr.sgml : 19990630 ACCESSION NUMBER: 0000921446-99-000170 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLJ HIGH YIELD BOND FUND CENTRAL INDEX KEY: 0001061353 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-08777 FILM NUMBER: 99655287 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2128926692 MAIL 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D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 23322Y108 087 A030000 DHY 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE MICHELLE WHALEN TITLE SR. ADMINISTRATOR EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0001061353 DLJ HIGH YIELD BOND FUND 1 6-MOS OCT-31-1999 NOV-1-1998 APR-30-1999 546962800 545268125 21728034 139535 1764 567137458 750000 160000000 1684532 162434532 0 437338122 44006543 43045288 843780 0 (31784301) 0 (1694675) 404702926 297500 27636015 0 6149531 21783984 (17929151) 53330431 57185264 0 (20978101) 0 0 0 0 961255 44746850 37897 (13855150) 0 0 2479971 3351291 6149531 383955915 8.36 0.50 0.82 0.48 0 0 9.20 3.23 [AVG-DEBT-OUTSTANDING] 118259669 [AVG-DEBT-PER-SHARE] 2.70
EX-99 3 DLJ High Yield Bond Fund 10f-3 Report July 28, 1998 - April 30, 1999 Issuer/ Trade 3 Years Description Date Category (1) Operations Albecca, Inc. 10 3/4% 08/15/08 08/06/98 (iv) Yes Bell Sports Inc. 11% 08/15/08 08/10/98 (iv) Yes NTL, Inc. 144A 11 1/2% 10/01/08 10/26/98 (iv) Yes TeleWest Comm. 11 1/4% 11/01/08 10/28/98 (i) Yes NTL, Inc. 10/01/08` 10/30/98 (i) Yes Fischer Scientific 9% 02/01/08 11/10/98 (i) Yes Esat Telecom 11.875% 12/01/08 11/20/98 (i) Yes Metromedia Fiber 10% 11/15/08 11/20/98 (i) Yes Verio, Inc. 11 1/4% 12/01/08 11/20/98 (i) Yes Neff Corp. 10 1/4% 06/01/08 12/02/98 (i) Yes Premier Graphics 11 1/2% 12/01/05 12/08/98 (i) Yes Allied Waste NA 7.875% 01/01/09 12/14/98 (i) Yes EchoStar UBS Corp. 9.375% 02/01/09 01/15/99 (iv) Yes Nat'l Wine & Spirit 10.125% 01/15/09 01/20/99 (iv) Yes Emmis Comm. Corp. 8.125% 03/15/09 02/09/99 (iii)(iv) Yes Amer Axle & Mfg 9.750% 03/01/09 03/02/99 (iv) Yes Charter Comm. Holdings, LLC 8.625% 04/01/09 03/12/99 (iv) Yes Charter Comm. Holdings, LLC 9.920% 04/01/11 03/12/99 (iv) Yes Jordan Industries 10.375% 08/01/07 03/17/99 (iv) Yes Telewest Comm. 9.125% 4/15/09 04/1/99 (iv) Yes Fairchild Corp. 10.750% 4/15/09 04/15/99 (iv) Yes Purch. Issuer Seller Face Price per % of Broker Amount Share Issue (2) Albecca, Inc. 10 3/4% 08/15/08 MSCO $5 Million 100 2.5% Bell Sports Inc. NATF $5 Million 100 4.5% 11% 08/15/08 NTL, Inc. 144A MSCO $5 Million 100 0.8% 11 1/2% 10/01/08 TeleWest Comm. Toronto $1 Million 100 0.29% 11 1/4% 11/01/08 Dominion NTL, Inc. MSCO $1,110100 55.51 0.32% 10/01/08` Fischer Scientific 9% 02/01/08 CHASE $482,500 96.50 0.125% Esat Telecom 1st BOS $3 Million 100 1.88% 11.875% 12/01/08 Metromedia Fiber S. Barney $1 Million 100 0.15% 10% 11/15/08 Verio, Inc. S. Barney $1 Million 100 0.25% 11 1/4% 12/01/08 Neff Corp. BT Sec. $2,955,480 98.516 3% 10 1/4% 06/01/08 Premier Graphics Pru.Sec. $4 Million 100 3.08% 11 1/2% 12/01/05 Allied Waste NA 7.875% 01/01/09 Goldman $998,260 99.826 0.11% EchoStar UBS Corp. Lehman 9.375% 02/01/09 Bros $5 Million 100 0.31% Nat'l Wine & Spirit 1st 10.125% 01/15/09 Chicago $2 Million 100 1.82% Emmis Comm. Goldman Corp. Sachs & Co. $500,000 100 0.17% 8.125% 03/15/09 Amer Axle & Mfg Chase $3 Million 99.22 1.0% 9.750% 03/01/09 Charter Comm. Goldman Holdings, LLC Sachs & Co. $3 Million 99.695 0.2% 8.625% 04/01/09 Charter Comm. Goldman Holdings, LLC Sachs & Co. $6.5 Million 61.394 0.44% 9.920% 04/01/11 Jordan Industries Bank Boston $4.5 Million 96.620 2.9% 10.375% 08/01/07 Telewest Comm. S. Barney $1.5 Million 63.628 0.3% 9.125% 4/15/09 Fairchild Corp. 1st BOS $7 Million 100 3.11% 10.750% 4/15/09 (1) Securities are (i) part of an issue registered under the Securities Act of 1933 (the "1933 Act") that is being offered to the public, (ii) Eligible Municipal Securities (as defined in Rule 10f-3 under the 1940 Act (the "Rule")), (iii) securities sold in an Eligible foreign Offering (as defined in the Rule), or (iv) securities sold in an Eligible Rule 144A Offering (as defined in the Rule). (2) Represents purchases by all affiliated funds: may not exceed (i) if an offering other than an Eligible Rule 144A offering, 25% of the principal amount of the offering or (ii) if an Eligible Rule 144A offering, 25% of the total of (x) the principal amount of the offering of such class sold by underwriters of members of the selling syndicate to Qualified Institutional Buyers, as defined in Rule 144A (a)(1) under the 1933 Act, plus (y) the principal amount of the offering of such class in any concurrent public offering. -----END PRIVACY-ENHANCED MESSAGE-----