-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5aylw234K7Vdq7XtcsGTYonw7X5wwWL0a5wP9xHx+WgDPSxFjO8NCsfBQouMuHu mf4DfJLbDWdaL5wGDRiy6A== 0000921446-98-000211.txt : 19981230 0000921446-98-000211.hdr.sgml : 19981230 ACCESSION NUMBER: 0000921446-98-000211 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19981031 FILED AS OF DATE: 19981229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLJ HIGH YIELD BOND FUND CENTRAL INDEX KEY: 0001061353 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-08777 FILM NUMBER: 98777116 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2128926692 MAIL 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ADMINISTRATOR EX-27 2
6 0001061353 DLJ HIGH YIELD BOND FUND 1 4-MOS OCT-31-1998 JUL-28-1998 OCT-31-1998 467864904 412839798 25862955 176709 5550 438885012 24932614 0 53996322 78928936 0 428798435 43045288 0 37897 0 (13855150) 0 (55025106) 359956076 0 11994983 0 1937420 10057563 (13855150) (55025106) (58822693) 0 (10019666) 0 0 42500000 0 535288 359956076 0 0 0 0 1081383 700130 1937420 383125846 10.00 0.24 (1.65) 0.00 (0.24) 0.00 8.36 1.81 43203226 1.02
EX-99 3 Report of Independent Auditors To the Shareholders and Board of Trustees of DLJ High Yield Bond Fund In planning and performing our audit of the financial statements of DLJ High Yield Bond Fund for the period ended October 31, 1998, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the internal control. The management of DLJ High Yield Bond Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the specific internal control components does not reduce to a relatively low level the risk that errors or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above at October 31, 1998. This report is intended solely for the information and use of the board of trustees and management of DLJ High Yield Bond Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ERNST & YOUNG LLP December 10, 1998 EX-99 4 Exhibit 77o DLJ High Yield Bond Fund 10f-3 Report Purch. Issuer/ Trade Cate- 3 yrs Selling Face Price per Description Date gory (1) Ops Broker Amount Share Albecca, Inc. 08/06/98 (iv) Yes MSCO $5 mil 100 10 3/4% 08/15/08 Bell Sports Inc. 08/10/98 (iv) Yes NATF $5 mil 100 11% 08/15/08 Telewest, Plc 10/28/98 (iv) Yes TDF $1 mil 100 11 1/4% 11/01/08 (1) Securities are (i) part of an issue registered under the Securities Act of 1933 (the "1933 Act") that is being offered to the public, (ii) Eligible Municipal Securities (as defined in Rule 10f-3 under the 1940 Act (the "Rule")), (iii) securities sold in an Eligible Foreign Offering (as defined in the Rule), or (iv) securities sold in an Eligible Rule 144A Offering (as defined in the Rule). (2) Represents purchases by all affiliated funds: may not exceed (i) if an offering other than an Eligible Rule 144A offering, 25% of the principal amount of the offering or (ii) if an Eligible Rule 144A offering, 25% of the total of (x) the principal amount of the offering of such class sold by underwriters or members of the selling syndicate to Qualified Institutional Buyers, as defined in Rule 144A (a)(1) under the 1933 Act, plus (y) the principal amount of the offering of such class in any concurrent public offering. -----END PRIVACY-ENHANCED MESSAGE-----