0001209191-15-048820.txt : 20150602 0001209191-15-048820.hdr.sgml : 20150602 20150602151706 ACCESSION NUMBER: 0001209191-15-048820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150531 FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIASYSTEMS GROUP INC CENTRAL INDEX KEY: 0001101169 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 752668620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 S HANLEY RD STREET 2: STE 400 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147462229 MAIL ADDRESS: STREET 1: 101 S HANLEY RD STREET 2: STE 400 CITY: ST LOUIS STATE: MO ZIP: 63105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Andrew S. CENTRAL INDEX KEY: 0001559307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906571 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSE JOHN R CENTRAL INDEX KEY: 0001061170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906572 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HM4-EQ (1999) Coinvestors, L.P. CENTRAL INDEX KEY: 0001484509 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906573 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-740-7300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HMTF Private Equity Fund IV (1999), L.P. CENTRAL INDEX KEY: 0001484506 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906575 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-740-7300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicks, Muse (1999) Fund IV, LLC CENTRAL INDEX KEY: 0001484512 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906576 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-740-7300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HMTF Equity Fund IV (1999), L.P. CENTRAL INDEX KEY: 0001484507 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906577 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-740-7300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HM 4-P (1999) Coinvestors, L.P. CENTRAL INDEX KEY: 0001564988 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15755 FILM NUMBER: 15906574 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-740-7300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-31 1 0001101169 VIASYSTEMS GROUP INC VIAS 0001484507 HMTF Equity Fund IV (1999), L.P. 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner 0001484512 Hicks, Muse (1999) Fund IV, LLC 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner 0001484506 HMTF Private Equity Fund IV (1999), L.P. 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner 0001564988 HM 4-P (1999) Coinvestors, L.P. 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner 0001484509 HM4-EQ (1999) Coinvestors, L.P. 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner 0001061170 MUSE JOHN R 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner 0001559307 Rosen Andrew S. 2100 MCKINNEY AVENUE SUITE 1600 DALLAS TX 75201 0 0 0 1 Former 10% Owner Common Stock, par value $0.01 per share 2015-05-31 4 U 0 1425833 D 0 I See Footnotes Common Stock, par value $0.01 per share 2015-05-31 4 U 0 10100 D 0 I See Footnotes Common Stock, par value $0.01 per share 2015-05-31 4 U 0 35064 D 0 I See Footnotes Common Stock, par value $0.01 per share 2015-05-31 4 U 0 23303 D 0 I See Footnotes Each share was disposed of pursuant to a merger agreement (the "Merger Agreement") among the issuer, TTM Technologies, Inc. ("TTM") and Vector Acquisition Corp. in exchange for (a) $11.33 in cash without interest and (b) 0.706 shares of the common stock of TTM, in each case, upon the terms and subject to the conditions set forth in the Merger Agreement. Shares held of record by HMTF Equity Fund IV (1999), L.P., a Texas limited partnership ("Equity Fund IV"). HM4/GP (1999) Partners, L.P., a Texas limited partnership ("HM4"), is the sole general partner of Equity Fund IV. Hicks, Muse GP (1999) Partners IV, L.P., a Texas limited partnership ("GP Partners IV"), is the sole general partner of HM4. Hicks, Muse (1999) Fund IV, LLC, a Texas limited liability company ("Fund IV LLC"), is the sole general partner of GP Partners IV. As a result, each of HM4, GP Partners IV and Fund IV LLC may be deemed to beneficially own all of the shares held of record by Equity Fund IV. Each of HM4, GP Partners IV and Fund IV LLC disclaims beneficial ownership of such shares except to the extent of any of their respective pecuniary interest therein. The committee that exercises voting and dispositive power over the shares currently consists of two members, John R. Muse and Andrew S. Rosen, each of whom may be deemed to share dispositive and/or voting power over the shares. Each of Messrs. Muse and Rosen disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares held of record by HMTF Private Equity Fund IV (1999), L.P., a Texas limited partnership ("Private Equity Fund IV"). HM4 is the sole general partner of Private Equity Fund IV. As a result, each of HM4, GP Partners IV and Fund IV LLC may be deemed to beneficially own all of the shares held of record by Private Equity Fund IV. Each of HM4, GP Partners IV and Fund IV LLC disclaims beneficial ownership of such shares except to the extent of any of their respective pecuniary interest therein. Shares held of record by HM 4-P (1999) Coinvestors, L.P., a Texas limited partnership ("HM 4-P"). GP Partners IV is the sole general partner of HM 4-P. As a result, each of GP Partners IV and Fund IV LLC may be deemed to beneficially own all of the shares held of record by HM 4-P. Each of GP Partners IV and Fund IV LLC disclaims beneficial ownership of such shares except to the extent of any of their respective pecuniary interest therein. Shares held of record by HM 4-EQ (1999) Coinvestors, L.P., a Texas limited partnership ("EQ Coinvestors"). GP Partners IV is the sole general partner of EQ Coinvestors. As a result, each of GP Partners IV and Fund IV LLC may be deemed to beneficially own all of the shares held of record by EQ Coinvestors. Each of GP Partners IV and Fund IV LLC disclaims beneficial ownership of such shares except to the extent of any of their respective pecuniary interest therein. The reporting persons may be deemed to be members of a group with other affiliated entities that collectively were 10% owners. The reporting persons disclaim the existence of a group and disclaim beneficial ownership of any securities held by the other reporting persons. SEE ATTACHMENTS 2015-06-02 EX-99 2 attachment1.htm EX-99 DOCUMENT

Signature of Reporting Person

HMTF EQUITY FUND IV (1999), L.P.

By:    HM4/GP (1999) Partners, L.P., its general partner

By:    Hicks, Muse GP (1999) Partners IV, L.P., its general partner

By:    Hicks, Muse (1999) Fund IV, LLC, its general partner


By:    /s/ David W. Knickel
       ------------------------------------------
       David W. Knickel
       Vice President and Chief Financial Officer



Joint Filer Information

Name of Joint Filer:               Hicks, Muse (1999) Fund IV, LLC

Address of Joint Filer:            2100 McKinney Avenue, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  HMTF Equity Fund IV (1999), L.P.

Date of Event Requiring Statement: May 31, 2015

Issuer Name and Ticker Symbol:     Viasystems Group, Inc. (NASDAQ: VIAS)

Signature:                         HICKS, MUSE (1999) FUND IV, LLC

                                   By:  /s/ David W. Knickel
                                        ----------------------------------------
                                        David W. Knickel
                                        Vice President and Chief Financial
                                        Officer


Name of Joint Filer:               HMTF Private Equity Fund IV (1999), L.P.

Address of Joint Filer:            2100 McKinney Avenue, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  HMTF Equity Fund IV (1999), L.P.

Date of Event Requiring Statement: May 31, 2015

Issuer Name and Ticker Symbol:     Viasystems Group, Inc. (NASDAQ: VIAS)

Signature:                         HMTF PRIVATE EQUITY FUND IV (1999), L.P.

                                   By:  HM4/GP (1999) Partners, L.P., its
                                        general partner

                                   By:  Hicks, Muse GP (1999) Partners IV, L.P.,
                                        its general partner

                                   By:  Hicks, Muse (1999) Fund IV, LLC, its
                                        general partner

                                   By:  /s/ David W. Knickel
                                        ----------------------------------------
                                        David W. Knickel
                                        Vice President and Chief Financial
                                        Officer


Name of Joint Filer:               HM 4-P (1999) Coinvestors, L.P.

Address of Joint Filer:            2100 McKinney Avenue, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  HMTF Equity Fund IV (1999), L.P.

Date of Event Requiring Statement: May 31, 2015

Issuer Name and Ticker Symbol:     Viasystems Group, Inc. (NASDAQ: VIAS)

Signature:                         HM 4-P (1999) COINVESTORS, L.P.

                                   By:  Hicks, Muse GP (1999) Partners IV, L.P.,
                                        its general partner

                                   By:  Hicks, Muse (1999) Fund IV, LLC, its
                                        general partner

                                   By:  /s/ David W. Knickel
                                        ----------------------------------------
                                        David W. Knickel
                                        Vice President and Chief Financial
                                        Officer


Name of Joint Filer:               HM 4-EQ (1999) Coinvestors, L.P.

Address of Joint Filer:            2100 McKinney Avenue, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  HMTF Equity Fund IV (1999), L.P.

Date of Event Requiring Statement: May 31, 2015

Issuer Name and Ticker Symbol:     Viasystems Group, Inc. (NASDAQ: VIAS)

Signature:                         HM 4-EQ (1999) COINVESTORS, L.P.

                                   By:  Hicks, Muse GP (1999) Partners IV, L.P.,
                                        its general partner

                                   By:  Hicks, Muse (1999) Fund IV, LLC, its
                                        general partner

                                   By:  /s/ David W. Knickel
                                        ----------------------------------------
                                        David W. Knickel
                                        Vice President and Chief Financial
                                        Officer


Name of Joint Filer:               John R. Muse

Address of Joint Filer:            2100 McKinney Avenue, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  Hicks, Muse, Tate & Furst Equity Fund III,
                                   L.P.

Date of Event Requiring Statement: May 31, 2015

Issuer Name and Ticker Symbol:     Viasystems Group, Inc. (NASDAQ: VIAS)

Signature:

                                   /s/ David W. Knickel
                                   ---------------------------------------------
                                   John R. Muse (By David W. Knickel,
                                   Attorney-in-Fact, pursuant to the
                                       Power of Attorney, dated
                                       December 23, 2014, filed with
                                       the Securities and Exchange
                                       Commission as Exhibit 24 to
                                       Form 3 filed by Mr. Muse on
                                       December 29, 2014)


Name of Joint Filer:               Andrew S. Rosen

Address of Joint Filer:            2100 McKinney Avenue, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  Hicks, Muse, Tate & Furst Equity Fund III,
                                   L.P.

Date of Event Requiring Statement: May 31, 2015

Issuer Name and Ticker Symbol:     Viasystems Group, Inc. (NASDAQ: VIAS)

Signature:
                                   /s/ David W. Knickel
                                   ---------------------------------------------
                                   Andrew S. Rosen (By David W. Knickel,
                                   Attorney-in-Fact, pursuant to
                                       the Power of Attorney, dated
                                       December 22, 2014, filed with
                                       the Securities and Exchange
                                       Commission as Exhibit 2 to
                                       Schedule 13D filed by Hicks
                                       Muse Fund III Incorporated on
                                       December 29, 2014)