0001437749-12-003379.txt : 20120404 0001437749-12-003379.hdr.sgml : 20120404 20120404163054 ACCESSION NUMBER: 0001437749-12-003379 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120404 DATE AS OF CHANGE: 20120404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORDON STEPHEN L CENTRAL INDEX KEY: 0001251836 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14105 FILM NUMBER: 12742222 MAIL ADDRESS: STREET 1: 41 WOODLAND PARK DRIVE CITY: TENAFLY STATE: NJ ZIP: 07670 5 1 rdgdoc.xml PRIMARY DOCUMENT X0305 5 2011-12-31 0 1 0001061069 AVALON HOLDINGS CORP AWX 0001251836 GORDON STEPHEN L 41 WOODLAND PARK RD TENAFLY NJ 07670 1 Stock Options (Right to Buy) 2.48 2010-03-01 4 A 0 L 90000 2.48 A 2010-03-01 2020-02-28 Class A Common Stock 90000 90000 D The date indicated is the grant date and the options vest in five equal installments beginning one year from the date of grant. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years after vesting before the vested options become exercisable. /s/ Stephen L. Gordon 2012-04-04