0001437749-12-003282.txt : 20120403 0001437749-12-003282.hdr.sgml : 20120403 20120403162948 ACCESSION NUMBER: 0001437749-12-003282 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOZANICH DAVID G CENTRAL INDEX KEY: 0001398530 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14105 FILM NUMBER: 12738031 MAIL ADDRESS: STREET 1: 7842 WALNUT STREET CITY: YOUNGSTOWN STATE: OH ZIP: 44512 5 1 rdgdoc.xml PRIMARY DOCUMENT X0305 5 2011-12-31 0 1 0001061069 AVALON HOLDINGS CORP AWX 0001398530 BOZANICH DAVID G 7842 WALNUT STREET YOUNGSTOWN OH 44512 1 Stock Options (Right to Buy) 2.89 2011-03-11 4 A 0 L 90000 2.89 A 2011-03-11 2021-03-10 Class A Common Stock 90000 90000 D The date indicated is the grant date and the options vest in five equal installments beginning one year from the grant date. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years before the vested options are exercisable. /s/ David G. Bozanich 2012-04-03