-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RKWXuRjZ56uSvOGUR+KrXBHkPzt2mdRPPoLdRsASnMcrVTkPOfUEiCSPs0Mn9XJj IPR5HutQoVLfjh8Rmh/uZQ== 0000919574-02-000491.txt : 20020414 0000919574-02-000491.hdr.sgml : 20020414 ACCESSION NUMBER: 0000919574-02-000491 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54255 FILM NUMBER: 02546154 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONSTABLE LOURDE JOHN CENTRAL INDEX KEY: 0001060522 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5 RADNOR CORP CENTER STREET 2: 100 MATSONFORD ROAD SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109640750 MAIL ADDRESS: STREET 1: 5 RADNOR CORP CENTER STREET 2: 100 MATSONFORD ROAD SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 SC 13G/A 1 co02414001ag4.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No.: 4 Name of Issuer: Avalon Holdings Corporation Title of Class of Securities: Common Stock CUSIP Number: 053438109 (Date of Event Which Requires Filing of this Statement) December 31, 2001 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 053438109 1. Name of Reporting Person I.R.S. Identification No. of Above Person Constable Partners, L.P. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 443,946 7. Sole Dispositive Power: 8. Shared Dispositive Power: 443,946 9. Aggregate Amount Beneficially Owned by Each Reporting Person 443,946 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 13.9% 2 12. Type of Reporting Person PN 3 CUSIP Number: 053438109 1. Name of Reporting Person I.R.S. Identification No. of Above Person John Constable d/b/a Constable Asset Management, Ltd. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 27,200 6. Shared Voting Power: 478,846 7. Sole Dispositive Power: 27,200 8. Shared Dispositive Power: 478,846 9. Aggregate Amount Beneficially Owned by Each Reporting Person 506,046 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 15.8% 4 12. Type of Reporting Person IN 5 This Schedule 13G Amendment Number 4 (the "Filing") is being filed by the Reporting Persons to correct a clerical error contained in the previously filed Schedule 13G Amendment Number 3 (the "Previous Filing") filed by the Reporting Persons. The Filing is not being made to report any change in the actual amount of the securities of the Issuer in the actual amount of the securities of the Issuer beneficially owned by any Reporting Person making this Filing -- the total shares of the Issuer beneficially owned by the Reporting Persons have not changed since the Previous Filing. Rather, this Filing is being made to correct the mistaken total reported in Line 9 "Aggregate Amount Beneficially Owned by Each Reporting Person" for John Constable d/b/a Constable Asset Management, Ltd. of the Previous Filing. In the Previous Filing, the total reported in Line 9 was mistakenly stated as 478,846 shares (which is a duplicate Power"), rather than the correct number which was 506,046 shares (i.e., the total of the amounts already reported in Line 7 "Sole Dispositive Power" and Line 8 "Shared Dispositive Power"). Corresponding changes have been made on page 7 under Item 4(c). Item 1(a) Name of Issuer: Avalon Holdings Corporation (b) Address of Issuer's Principal Executive Offices: 1 American Way Warren, Ohio 44484 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: John Constable d/b/a Constable Asset Management, Ltd. Constable Partners, L.P. 5 Radnor Corp. Center 100 Matsonford Road Suite 520 Radnor, PA 19087 Constable Partners, L.P. - Delaware limited partnership John Constable - United States citizen (d) Title of Class of Securities: Class A Common Stock (the "Common Stock") 6 (e) CUSIP Number: 053438109 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: 443,946 shares owned by Constable Partners, L.P.; 506,046 shares owned by John Constable (b) Percent of Class: 13.9% by Constable Partners, L.P.; 15.8% by John Constable 7 (c) Constable Partners, L.P.: 0 shares with sole power to vote or to direct the vote; 443,946 shares with shared power to vote or to direct the vote; 0 shares with sole power to dispose of or to direct the disposition of; 443,946 shares with shared power to dispose of or to direct the disposition of; John Constable: 27,200 shares with sole power to dispose of or to direct the disposition of; 506,046 shares with shared power to dispose of or to direct the disposition of; 27,200 shares with sole power to dispose of or to direct the disposition of; 506,046 shares with shared power to dispose of or to direct the disposition of. Item 5. Ownership of Five Percent or Less of a Class. N/A 8 Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A Item 10. Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 9 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CONSTABLE PARTNERS, L.P. By: /s/ John Constable ______________________ JOHN CONSTABLE General Partner /s/ John Constable ______________________ JOHN CONSTABLE d/b/a Constable Asset Management, Ltd. February 6, 2002 10 02414001.AG4 AGREEMENT The undersigned agree that this Schedule 13G No. 4 dated February 6, 2002 relating to the Common Stock of Avalon Holdings Corporation shall be filed on behalf of the undersigned. CONSTABLE PARTNERS, L.P. By: /s/ John Constable _______________________________ John Constable, General Partner /s/ John Constable _______________________________ John Constable d/b/a Constable Asset Management, Ltd. 11 02414001.AG4 -----END PRIVACY-ENHANCED MESSAGE-----