0001104659-15-053993.txt : 20150728 0001104659-15-053993.hdr.sgml : 20150728 20150728215355 ACCESSION NUMBER: 0001104659-15-053993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150724 FILED AS OF DATE: 20150728 DATE AS OF CHANGE: 20150728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNESIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001061027 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943295878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 395 OYSTER POINT BOULEVARD STREET 2: SUITE 400 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-266-3500 MAIL ADDRESS: STREET 1: 395 OYSTER POINT BOULEVARD STREET 2: SUITE 400 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: MOSAIC PHARMACEUTICALS INC DATE OF NAME CHANGE: 19980709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ketchum Steven B CENTRAL INDEX KEY: 0001289884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51531 FILM NUMBER: 151010982 MAIL ADDRESS: STREET 1: 2483 EAST BAYSHORE ROAD STREET 2: SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 a4.xml 4 X0306 4 2015-07-24 0 0001061027 SUNESIS PHARMACEUTICALS INC SNSS 0001289884 Ketchum Steven B C/O SUNESIS PHARMACEUTICALS, INC. 395 OYSTER POINT BLVD., SUITE 400 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Common Stock 2015-07-24 4 X 0 11105 1.32 A 85066 D Common Stock 2015-07-24 4 S 0 4239 3.4585 D 80827 D Common Stock 2015-07-24 4 X 0 5551 1.32 A 86378 D Common Stock 2015-07-24 4 S 0 2119 3.4585 D 84259 D Warrant (right to buy) 1.32 2015-07-24 4 X 0 11105 0 D 2009-04-03 2016-04-03 Common Stock 11105 0 D Warrant (right to buy) 1.32 2015-07-24 4 X 0 5551 0 D 2009-10-30 2016-10-30 Common Stock 5551 0 D On July 24, 2015, the reporting person exercised a warrant to purchase 11,105 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 4.239 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,866 shares. On July 24, 2015, the reporting person exercised a warrant to purchase 5,551 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 2,119 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,432 shares. /s/ David Tucker (Attorney-in-Fact) 2015-07-28