-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJQE3jpttEwk1vMcfPvb05ts6JxNAT5zdbnIQWR1D4pNwZow4GpvCsgzX7Np/iEI hL3ZjwqqMf0XJ5FM0aNXAg== 0001104659-06-044139.txt : 20060628 0001104659-06-044139.hdr.sgml : 20060628 20060628162645 ACCESSION NUMBER: 0001104659-06-044139 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060622 ITEM INFORMATION: Other Events FILED AS OF DATE: 20060628 DATE AS OF CHANGE: 20060628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNESIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001061027 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943295878 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51531 FILM NUMBER: 06930342 BUSINESS ADDRESS: STREET 1: 341 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-266-3500 MAIL ADDRESS: STREET 1: 341 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: MOSAIC PHARMACEUTICALS INC DATE OF NAME CHANGE: 19980709 8-K 1 a06-14565_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 22, 2006

 

SUNESIS PHARMACEUTICALS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

 

000-51531

 

94-3295878

(State or Other Jurisdiction

 

(Commission

 

(IRS Employer

of Incorporation)

 

File Number)

 

Identification No.)

 

341 Oyster Point Boulevard

 

 

South San Francisco, California

 

94080

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (650) 266-3500

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 

Item 8.01. Other Events.

 On June 22, 2006, James W. Young, Ph.D., Executive Chairman, Daryl B. Winter, Ph.D., Senior Vice President, General Counsel, and James Wells, Ph.D., Founder and Director, of Sunesis Pharmaceuticals, Inc. (the “Company”), each adopted a Rule 10b5-1 trading plan (the “Plan”) with a broker. Each Plan specifies the number of shares of the Company’s common stock that may be sold and the market prices at which the sales should occur, subject to the terms and conditions of each such Plan. Dr. Young entered into his Plan to achieve broader diversification of investment as Dr. Young approaces retirement age. Each of Dr. Winter and Dr. Wells entered into his Plan as part of his personal long-tem investment strategy for asset diversification and liquidity.

Pursuant to Dr. Young’s Plan, the brokerage firm may exericse his restricted stock specified in the Plan representing up to 80,000 shares commencing in August 2006. The Plan is scheduled to terminate on August 30, 2007. The maximum number of shares that may be sold under the Plan constitute approximately 17% of Dr. Young’s holding of Company common stock, including vested and unvested stock options.

Pursuant to Dr. Winter’s Plan, the brokerage firm may exericse his employee stock options specified in the Plan representing up to 54,000 shares commencing in August 2006. The Plan is scheduled to terminate on February 9, 2008. The maximum number of shares that may be sold under the Plan constitute approximately 23% of Dr. Winter’s holding of Company common stock, including vested and unvested stock options.

Pursuant to Dr. Wells’ Plan, the brokerage firm may exericse his restricted stock specified in the Plan representing up to 100,000 shares commencing in August 2006. The Plan is scheduled to terminate on August 30, 2007. The maximum number of shares that may be sold under the Plan constitute approximately 16% of Dr. Wells’ holding of Company common stock, including vested and unvested stock options.

Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, allows corporate insiders to establish pre-arranged written stock trading plans. A Plan must be entered into in good faith at a time when the insider is not aware of material, nonpublic information. As sales of common stock are executed in the future under the Plan, such sales will be reported in accordance with federal securities laws.

* * * * * * * * *

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SIGNATURE(S)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

SUNESIS PHARMACEUTICALS, INC.

 

 

 

 

 

 

Date: June 28, 2006

 

 

 

 

By:

/s/ DARYL B. WINTER, PH.D.

 

 

 

Daryl B. Winter, Ph.D.

 

 

 

Senior Vice President, General Counsel

 

 

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