0001593968-18-000389.txt : 20180223 0001593968-18-000389.hdr.sgml : 20180223 20180223161929 ACCESSION NUMBER: 0001593968-18-000389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wu Michael C. CENTRAL INDEX KEY: 0001309231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 18636771 MAIL ADDRESS: STREET 1: C/O CARTER'S, INC. STREET 2: 3438 PEACHTREE ROAD, SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER NAME: FORMER CONFORMED NAME: Wu Michael C DATE OF NAME CHANGE: 20041119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2018-02-21 0001060822 CARTERS INC CRI 0001309231 Wu Michael C. 3438 PEACHTREE ROAD SUITE 1800 ATLANTA GA 30326 false true false false SVP,General Counsel & Secy Common Stock 2018-02-21 2018-02-21 4 A false 552 0 A 10972 D Common Stock 2018-02-21 2018-02-21 4 A false 1104 0 A 12076 D Option (right to buy) 120.25 2018-02-21 4 A false 2364 0 A 2019-02-21 2028-02-21 Common Stock 2364 2364 D These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. Granted at no cost to the reporting person. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets. These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. /s/Michael C. Wu, Attorney-in-Fact 2018-02-23