0001593968-17-000315.txt : 20170216 0001593968-17-000315.hdr.sgml : 20170216 20170216200056 ACCESSION NUMBER: 0001593968-17-000315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170214 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wu Michael C. CENTRAL INDEX KEY: 0001309231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 17619503 MAIL ADDRESS: STREET 1: C/O CARTER'S, INC. STREET 2: 3438 PEACHTREE ROAD, SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER NAME: FORMER CONFORMED NAME: Wu Michael C DATE OF NAME CHANGE: 20041119 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-02-14 0001060822 CARTERS INC CRI 0001309231 Wu Michael C. 3438 PEACHTREE ROAD SUITE 1800 ATLANTA GA 30326 false true false false SVP,General Counsel & Secy Common Stock 2017-02-14 4 A false 760 0 A 11484 D Common Stock 2017-02-14 4 A false 1520 0 A 13004 D Option (right to buy) 83.84 2017-02-14 4 A false 3180 0 A 2018-02-14 2027-02-14 Common Stock 3180 3180 D These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. Granted at no cost to the reporting person. These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets. These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. /s/Michael C. Wu 2017-02-16