0001140361-16-056400.txt : 20160303 0001140361-16-056400.hdr.sgml : 20160303 20160303173024 ACCESSION NUMBER: 0001140361-16-056400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Jeffrey B. CENTRAL INDEX KEY: 0001565208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 161482498 MAIL ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE ST., SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc1.xml FORM 4 X0306 4 2016-03-01 0 0001060822 CARTERS INC CRI 0001565208 Williams Jeffrey B. 3438 PEACHTREE ROAD NE SUITE 1800 ATLANTA GA 30326 0 1 0 0 Senior VP Retail Common Stock 2016-03-01 4 M 0 5400 28.44 A 36239 D Common Stock 2016-03-01 4 M 0 5000 30.17 A 41239 D Common Stock 2016-03-01 4 S 0 10400 102.21 D 30839 D Employee Stock Option (Right to Purchase) 28.44 2016-03-01 4 M 0 5400 0 D 2021-02-24 Common Stock 5400 0 D Employee Stock Option (Right to Purchase) 30.17 2016-03-01 4 M 0 5000 0 D 2021-08-09 Common Stock 5000 0 D Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.68 to $102.61, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. These options are all exercisable. Michael C. Wu, Attorney-in-Fact for Jeffrey B. Williams 2016-03-03