0001140361-15-010530.txt : 20150305 0001140361-15-010530.hdr.sgml : 20150305 20150305171928 ACCESSION NUMBER: 0001140361-15-010530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150303 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Jeffrey B. CENTRAL INDEX KEY: 0001565208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 15678324 MAIL ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE ST., SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc1.xml FORM 4 X0306 4 2015-03-03 0 0001060822 CARTERS INC CRI 0001565208 Williams Jeffrey B. 3438 PEACHTREE ROAD NE SUITE1800 ATLANTA GA 30326 0 1 0 0 Senior VP Retail Common Stock 2015-03-03 4 M 0 6000 18.14 A 36049 D Common Stock 2015-03-03 4 S 0 6000 90.37 D 30049 D Common Stock 2015-03-03 4 M 0 3000 28.04 A 33049 D Common Stock 2015-03-03 4 S 0 3000 90.37 D 30049 D Employee Stock Option (Right to Purchase) 18.14 2015-03-03 4 M 0 6000 0 D 2010-03-12 2019-03-12 Common Stock 6000 0 D Employee Stock Option (Right to Purchase) 28.04 2015-03-03 4 M 0 3000 0 D 2011-02-16 2020-02-16 Common Stock 3000 2000 D These options are fully exercisable. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.30 to $90.42, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Michael C. Wu, Attorney-in-Fact for Jeffrey Willliams 2015-03-05