0001085146-22-003772.txt : 20221104 0001085146-22-003772.hdr.sgml : 20221104 20221103182850 ACCESSION NUMBER: 0001085146-22-003772 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221104 DATE AS OF CHANGE: 20221103 EFFECTIVENESS DATE: 20221104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN FINANCIAL Corp CENTRAL INDEX KEY: 0000106077 IRS NUMBER: 952885402 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20538 FILM NUMBER: 221359614 BUSINESS ADDRESS: STREET 1: 600 "B" STREET STE. 2204 CITY: SAN DIEGO STATE: CA ZIP: 92101-4507 BUSINESS PHONE: 619-544-0260 MAIL ADDRESS: STREET 1: 600 "B" STREET STE. 2204 CITY: SAN DIEGO STATE: CA ZIP: 92101-4507 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN FINANCIAL CORP /BD DATE OF NAME CHANGE: 20000101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000106077 XXXXXXXX 09-30-2022 09-30-2022 false WESTERN FINANCIAL Corp

600 "B" STREET STE. 2204 SAN DIEGO CA 92101-4507

13F HOLDINGS REPORT 028-20538 N Richard S. Levenson 619-544-0260 /s/Richard S. Levenson San Diego CA 11-03-2022 0 93 142999 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 851 6342 SH SOLE 6115 0 0 ALBEMARLE CORP COM 012653101 676 2555 SH SOLE 2555 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 519 2591 SH SOLE 2591 0 0 ALPHABET INC CAP STK CL A 02079K305 1236 12920 SH SOLE 12800 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 625 13158 SH SOLE 12866 0 0 AON PLC SHS CL A G0403H108 572 2135 SH SOLE 2135 0 0 APPLE INC COM 037833100 1837 13289 SH SOLE 13076 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 843 10480 SH SOLE 10280 0 0 ARES CAPITAL CORP COM 04010L103 359 21292 SH SOLE 21292 0 0 ARISTA NETWORKS INC COM 040413106 636 5632 SH SOLE 5632 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 27112 820320 SH SOLE 820320 0 0 AUTOZONE INC COM 053332102 1232 575 SH SOLE 568 0 0 BROADCOM INC COM 11135F101 1275 2872 SH SOLE 2811 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 616 3767 SH SOLE 3669 0 0 CENTENE CORP DEL COM 15135B101 609 7825 SH SOLE 7648 0 0 CHENIERE ENERGY INC COM NEW 16411R208 606 3651 SH SOLE 3651 0 0 CHEVRON CORP NEW COM 166764100 525 3657 SH SOLE 3510 0 0 COLUMBIA BKG SYS INC COM 197236102 211 7319 SH SOLE 7319 0 0 CONOCOPHILLIPS COM 20825C104 897 8766 SH SOLE 8372 0 0 COPART INC COM 217204106 543 5102 SH SOLE 5102 0 0 CORTEVA INC COM 22052L104 750 13119 SH SOLE 12817 0 0 COSTCO WHSL CORP NEW COM 22160K105 1563 3309 SH SOLE 3234 0 0 COTERRA ENERGY INC COM 127097103 594 22737 SH SOLE 22737 0 0 DANAHER CORPORATION COM 235851102 1366 5287 SH SOLE 5169 0 0 DEVON ENERGY CORP NEW COM 25179M103 690 11470 SH SOLE 11197 0 0 DIAMONDBACK ENERGY INC COM 25278X109 1269 10536 SH SOLE 10415 0 0 DOLLAR GEN CORP NEW COM 256677105 661 2754 SH SOLE 2754 0 0 EATON CORP PLC SHS G29183103 211 1584 SH SOLE 1584 0 0 ELEVANCE HEALTH INC COM 036752103 732 1612 SH SOLE 1578 0 0 ENPHASE ENERGY INC COM 29355A107 581 2095 SH SOLE 2095 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 36481 828355 SH SOLE 828229 0 0 EOG RES INC COM 26875P101 644 5763 SH SOLE 5640 0 0 EXELON CORP COM 30161N101 845 22544 SH SOLE 21697 0 0 EXXON MOBIL CORP COM 30231G102 905 10361 SH SOLE 9931 0 0 FIRST FNDTN INC COM 32026V104 188 10376 SH SOLE 10376 0 0 GARTNER INC COM 366651107 650 2351 SH SOLE 2351 0 0 GENERAL DYNAMICS CORP COM 369550108 267 1260 SH SOLE 1163 0 0 HERSHEY CO COM 427866108 705 3199 SH SOLE 3199 0 0 HOME DEPOT INC COM 437076102 1402 5081 SH SOLE 5017 0 0 HUNT J B TRANS SVCS INC COM 445658107 607 3880 SH SOLE 3880 0 0 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 232 11032 SH SOLE 10729 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 495 23735 SH SOLE 22784 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 484 23759 SH SOLE 22801 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 492 24692 SH SOLE 23723 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 501 26853 SH SOLE 25831 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 491 26362 SH SOLE 25349 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1785 44680 SH SOLE 43998 0 0 ISHARES TR CORE TOTAL USD 46434V613 769 17282 SH SOLE 17166 0 0 ISHARES TR EAFE GRWTH ETF 464288885 427 5887 SH SOLE 5755 0 0 ISHARES TR EAFE VALUE ETF 464288877 281 7293 SH SOLE 7044 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 1301 16381 SH SOLE 16040 0 0 ISHARES TR FALN ANGLS USD 46435G474 997 41709 SH SOLE 41146 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 347 7050 SH SOLE 7050 0 0 ISHARES TR MBS ETF 464288588 1248 13628 SH SOLE 13485 0 0 ISHARES TR TIPS BD ETF 464287176 1567 14937 SH SOLE 14686 0 0 ISHARES TR US TREAS BD ETF 46429B267 5896 259036 SH SOLE 255635 0 0 JOHNSON & JOHNSON COM 478160104 880 5385 SH SOLE 5282 0 0 KLA CORP COM NEW 482480100 653 2157 SH SOLE 2105 0 0 LILLY ELI & CO COM 532457108 1069 3306 SH SOLE 3181 0 0 MARATHON PETE CORP COM 56585A102 700 7043 SH SOLE 6863 0 0 MARRIOTT INTL INC NEW CL A 571903202 547 3902 SH SOLE 3902 0 0 MCKESSON CORP COM 58155Q103 852 2508 SH SOLE 2461 0 0 MICROSOFT CORP COM 594918104 1455 6246 SH SOLE 6124 0 0 MONOLITHIC PWR SYS INC COM 609839105 483 1330 SH SOLE 1330 0 0 NEXTERA ENERGY INC COM 65339F101 726 9265 SH SOLE 9062 0 0 NORTHROP GRUMMAN CORP COM 666807102 728 1548 SH SOLE 1517 0 0 OCCIDENTAL PETE CORP COM 674599105 700 11393 SH SOLE 11127 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 544 2187 SH SOLE 2187 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 654 930 SH SOLE 930 0 0 PACIFIC PREMIER BANCORP COM 69478X105 645 20834 SH SOLE 20834 0 0 PACWEST BANCORP DEL COM 695263103 2324 102818 SH SOLE 102818 0 0 PALO ALTO NETWORKS INC COM 697435105 1273 7775 SH SOLE 7676 0 0 PFIZER INC COM 717081103 1066 24365 SH SOLE 24365 0 0 PIONEER NAT RES CO COM 723787107 1219 5628 SH SOLE 5559 0 0 PROCTER AND GAMBLE CO COM 742718109 278 2200 SH SOLE 2200 0 0 PUBLIC STORAGE COM 74460D109 603 2058 SH SOLE 2058 0 0 QUALCOMM INC COM 747525103 361 3191 SH SOLE 3034 0 0 REGENERON PHARMACEUTICALS COM 75886F107 663 963 SH SOLE 963 0 0 ROBLOX CORP CL A 771049103 503 14043 SH SOLE 14043 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1111 24521 SH SOLE 24424 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 466 8990 SH SOLE 8918 0 0 SEAGEN INC COM 81181C104 515 3766 SH SOLE 3766 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 1686 40159 SH SOLE 39265 0 0 SYNOPSYS INC COM 871607107 1348 4411 SH SOLE 4367 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 581 1146 SH SOLE 1146 0 0 TRACTOR SUPPLY CO COM 892356106 678 3650 SH SOLE 3650 0 0 ULTA BEAUTY INC COM 90384S303 581 1448 SH SOLE 1448 0 0 UNITED PARCEL SERVICE INC CL B 911312106 668 4132 SH SOLE 4046 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1031 2042 SH SOLE 1971 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 573 15079 SH SOLE 15079 0 0 WELLS FARGO CO NEW COM 949746101 3680 91506 SH SOLE 91506 0 0 ZIONS BANCORPORATION N A COM 989701107 217 4258 SH SOLE 4258 0 0 ZOETIS INC CL A 98978V103 734 4947 SH SOLE 4843 0 0