0001085146-21-002877.txt : 20211022 0001085146-21-002877.hdr.sgml : 20211022 20211022071456 ACCESSION NUMBER: 0001085146-21-002877 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 EFFECTIVENESS DATE: 20211022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN FINANCIAL CORPORATION CENTRAL INDEX KEY: 0000106077 IRS NUMBER: 952885402 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20538 FILM NUMBER: 211338723 BUSINESS ADDRESS: STREET 1: 600 "B" STREET STE. 2204 CITY: SAN DIEGO STATE: CA ZIP: 92101-4507 BUSINESS PHONE: 619-544-0260 MAIL ADDRESS: STREET 1: 600 "B" STREET STE. 2204 CITY: SAN DIEGO STATE: CA ZIP: 92101-4507 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN FINANCIAL CORP /BD DATE OF NAME CHANGE: 20000101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000106077 XXXXXXXX 09-30-2021 09-30-2021 false WESTERN FINANCIAL CORPORATION

600 "B" STREET STE. 2204 SAN DIEGO CA 92101-4507

13F HOLDINGS REPORT 028-20538 N Richard S. Levenson 619-544-0260 /s/Richard S. Levenson San Diego CA 10-21-2021 0 88 168618 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADOBE SYSTEMS INCORPORATED COM 00724F101 524 911 SH SOLE 911 0 0 ALPHABET INC CAP STK CL A 02079K305 1372 513 SH SOLE 513 0 0 AMAZON COM INC COM 023135106 1307 398 SH SOLE 398 0 0 APPLE INC COM 037833100 1803 12742 SH SOLE 12742 0 0 APPLIED MATLS INC COM 038222105 509 3956 SH SOLE 3956 0 0 ARES CAPITAL CORP COM 04010L103 396 19458 SH SOLE 19458 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 51213 820328 SH SOLE 820328 0 0 BLACKROCK INC COM 09247X101 743 886 SH SOLE 886 0 0 BROADCOM INC COM 11135F101 1317 2716 SH SOLE 2716 0 0 CHEVRON CORP NEW COM 166764100 238 2344 SH SOLE 2344 0 0 CITIZENS FINL GROUP INC COM 174610105 214 4562 SH SOLE 4562 0 0 COHEN & STEERS INC COM 19247A100 686 8190 SH SOLE 8190 0 0 COLUMBIA BKG SYS INC COM 197236102 210 5528 SH SOLE 5528 0 0 COPART INC COM 217204106 531 3831 SH SOLE 3831 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 457 1861 SH SOLE 1861 0 0 DANAHER CORPORATION COM 235851102 1301 4272 SH SOLE 4272 0 0 DICKS SPORTING GOODS INC COM 253393102 613 5122 SH SOLE 5122 0 0 DROPBOX INC CL A 26210C104 1170 40040 SH SOLE 40040 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 36477 805593 SH SOLE 805593 0 0 EPAM SYS INC COM 29414B104 1187 2081 SH SOLE 2081 0 0 EXPEDITORS INTL WASH INC COM 302130109 1128 9471 SH SOLE 9471 0 0 FACEBOOK INC CL A 30303M102 492 1449 SH SOLE 1449 0 0 FASTENAL CO COM 311900104 791 15334 SH SOLE 15334 0 0 FIFTH THIRD BANCORP COM 316773100 744 17536 SH SOLE 17536 0 0 FIRST FNDTN INC COM 32026V104 209 7954 SH SOLE 7954 0 0 FORTINET INC COM 34959E109 518 1775 SH SOLE 1775 0 0 GARMIN LTD SHS H2906T109 818 5259 SH SOLE 5259 0 0 GARTNER INC COM 366651107 488 1607 SH SOLE 1607 0 0 GENERAC HLDGS INC COM 368736104 552 1350 SH SOLE 1350 0 0 HOME DEPOT INC COM 437076102 1464 4459 SH SOLE 4459 0 0 IDEXX LABS INC COM 45168D104 522 840 SH SOLE 840 0 0 INTUIT COM 461202103 596 1104 SH SOLE 1104 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1321 1329 SH SOLE 1329 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 980 21437 SH SOLE 21437 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 238 3354 SH SOLE 3354 0 0 ISHARES TR CORE S&P500 ETF 464287200 477 1108 SH SOLE 1108 0 0 ISHARES TR CORE TOTAL USD 46434V613 489 9193 SH SOLE 9193 0 0 ISHARES TR EAFE GRWTH ETF 464288885 354 3323 SH SOLE 3323 0 0 ISHARES TR EAFE VALUE ETF 464288877 385 7571 SH SOLE 7571 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 1290 13099 SH SOLE 13099 0 0 ISHARES TR FALN ANGLS USD 46435G474 900 29893 SH SOLE 29893 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1859 21243 SH SOLE 21243 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 2624 48027 SH SOLE 48027 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1146 10411 SH SOLE 10411 0 0 ISHARES TR MBS ETF 464288588 5074 46921 SH SOLE 46921 0 0 ISHARES TR MSCI USA VALUE 46432F388 306 3038 SH SOLE 3038 0 0 ISHARES TR TIPS BD ETF 464287176 1431 11205 SH SOLE 11205 0 0 ISHARES TR US TREAS BD ETF 46429B267 1398 52693 SH SOLE 52693 0 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 226 6307 SH SOLE 6307 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 657 15899 SH SOLE 15899 0 0 JOHNSON & JOHNSON COM 478160104 819 5070 SH SOLE 5070 0 0 JPMORGAN CHASE & CO COM 46625H100 1040 6355 SH SOLE 6355 0 0 KLA CORP COM NEW 482480100 761 2275 SH SOLE 2275 0 0 LAM RESEARCH CORP COM 512807108 494 868 SH SOLE 868 0 0 LOWES COS INC COM 548661107 1305 6432 SH SOLE 6432 0 0 MARTIN MARIETTA MATLS INC COM 573284106 463 1355 SH SOLE 1355 0 0 MICROSOFT CORP COM 594918104 1413 5012 SH SOLE 5012 0 0 MSCI INC COM 55354G100 587 965 SH SOLE 965 0 0 NEXTERA ENERGY INC COM 65339F101 717 9130 SH SOLE 9130 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 75 31798 SH SOLE 31798 0 0 NIKE INC CL B 654106103 1222 8414 SH SOLE 8414 0 0 NVIDIA CORPORATION COM 67066G104 1346 6495 SH SOLE 6495 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 566 926 SH SOLE 926 0 0 PACIFIC PREMIER BANCORP COM 69478X105 875 21108 SH SOLE 21108 0 0 PACWEST BANCORP DEL COM 695263103 4345 95864 SH SOLE 95864 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 223 9292 SH SOLE 9292 0 0 PAYPAL HLDGS INC COM 70450Y103 1170 4495 SH SOLE 4495 0 0 PFIZER INC COM 717081103 855 19886 SH SOLE 19886 0 0 PROCTER AND GAMBLE CO COM 742718109 308 2200 SH SOLE 2200 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 1045 20464 SH SOLE 20464 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 257 7828 SH SOLE 7828 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 365 5834 SH SOLE 5834 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 682 13507 SH SOLE 13507 0 0 SQUARE INC CL A 852234103 1178 4912 SH SOLE 4912 0 0 SYNOPSYS INC COM 871607107 1262 4216 SH SOLE 4216 0 0 SYNOVUS FINL CORP COM NEW 87161C501 716 16325 SH SOLE 16325 0 0 TARGET CORP COM 87612E106 808 3531 SH SOLE 3531 0 0 TESLA INC COM 88160R101 1369 1766 SH SOLE 1766 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 581 1018 SH SOLE 1018 0 0 UNITED PARCEL SERVICE INC CL B 911312106 708 3889 SH SOLE 3889 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 283 3001 SH SOLE 3001 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 785 14539 SH SOLE 14539 0 0 WELLS FARGO CO NEW COM 949746101 4254 91672 SH SOLE 91672 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 1243 2928 SH SOLE 2928 0 0 WESTERN ALLIANCE BANCORP COM 957638109 364 3344 SH SOLE 3344 0 0 WILLIAMS SONOMA INC COM 969904101 764 4306 SH SOLE 4306 0 0 ZIONS BANCORPORATION N A COM 989701107 263 4248 SH SOLE 4248 0 0 ZOETIS INC CL A 98978V103 1362 7015 SH SOLE 7015 0 0