0001085146-21-000414.txt : 20210203 0001085146-21-000414.hdr.sgml : 20210203 20210202195438 ACCESSION NUMBER: 0001085146-21-000414 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN FINANCIAL CORPORATION CENTRAL INDEX KEY: 0000106077 IRS NUMBER: 952885402 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20538 FILM NUMBER: 21583641 BUSINESS ADDRESS: STREET 1: 600 "B" STREET STE. 2204 CITY: SAN DIEGO STATE: CA ZIP: 92101-4507 BUSINESS PHONE: 619-544-0260 MAIL ADDRESS: STREET 1: 600 "B" STREET STE. 2204 CITY: SAN DIEGO STATE: CA ZIP: 92101-4507 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN FINANCIAL CORP /BD DATE OF NAME CHANGE: 20000101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000106077 XXXXXXXX 12-31-2020 12-31-2020 false WESTERN FINANCIAL CORPORATION

600 "B" STREET STE. 2204 SAN DIEGO CA 92101-4507

13F HOLDINGS REPORT 028-20538 N Richard S. Levenson 619-544-0260 /s/Richard S. Levenson San Diego CA 02-01-2021 0 79 152130 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 659 6019 SH SOLE 6019 0 0 ABBVIE INC COM 00287Y109 209 1959 SH SOLE 1959 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 376 752 SH SOLE 752 0 0 ALPHABET INC CAP STK CL A 02079K305 927 529 SH SOLE 529 0 0 AMAZON COM INC COM 023135106 1035 318 SH SOLE 318 0 0 APPLE INC COM 037833100 1503 11333 SH SOLE 11333 0 0 APPLIED MATLS INC COM 038222105 417 4843 SH SOLE 4843 0 0 ARES CAPITAL CORP COM 04010L103 309 18306 SH SOLE 18306 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 62945 820346 SH SOLE 820346 0 0 BROADCOM INC COM 11135F101 1015 2319 SH SOLE 2319 0 0 COPART INC COM 217204106 402 3162 SH SOLE 3162 0 0 COSTAR GROUP INC COM 22160N109 387 419 SH SOLE 419 0 0 COSTCO WHSL CORP NEW COM 22160K105 370 983 SH SOLE 983 0 0 DOLLAR GEN CORP NEW COM 256677105 831 3953 SH SOLE 3953 0 0 EATON CORP PLC SHS G29183103 215 1790 SH SOLE 1790 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 31040 888135 SH SOLE 888135 0 0 FASTENAL CO COM 311900104 583 11951 SH SOLE 11951 0 0 FATE THERAPEUTICS INC COM 31189P102 227 2500 SH SOLE 2500 0 0 FIRST CHOICE BANCORP COM 31948P104 1332 72080 SH SOLE 72080 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 107 14418 SH SOLE 14418 0 0 GARMIN LTD SHS H2906T109 591 4947 SH SOLE 4947 0 0 HOME DEPOT INC COM 437076102 1175 4425 SH SOLE 4425 0 0 IDEXX LABS INC COM 45168D104 372 745 SH SOLE 745 0 0 INTUIT COM 461202103 388 1024 SH SOLE 1024 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 980 1198 SH SOLE 1198 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 272 6001 SH SOLE 6001 0 0 ISHARES TR EAFE GRWTH ETF 464288885 237 2351 SH SOLE 2351 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 649 7549 SH SOLE 7549 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2833 32457 SH SOLE 32457 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 2156 39089 SH SOLE 39089 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1184 10220 SH SOLE 10220 0 0 ISHARES TR MBS ETF 464288588 3781 34340 SH SOLE 34340 0 0 ISHARES TR US TREAS BD ETF 46429B267 752 27627 SH SOLE 27627 0 0 JOHNSON & JOHNSON COM 478160104 971 6175 SH SOLE 6175 0 0 JPMORGAN CHASE & CO COM 46625H100 750 5904 SH SOLE 5904 0 0 KIMBERLY-CLARK CORP COM 494368103 478 3548 SH SOLE 3548 0 0 KLA CORP COM NEW 482480100 528 2040 SH SOLE 2040 0 0 LOWES COS INC COM 548661107 810 5048 SH SOLE 5048 0 0 LULULEMON ATHLETICA INC COM 550021109 963 2769 SH SOLE 2769 0 0 MASTERCARD INCORPORATED CL A 57636Q104 369 1034 SH SOLE 1034 0 0 MICROSOFT CORP COM 594918104 1011 4547 SH SOLE 4547 0 0 MOODYS CORP COM 615369105 352 1213 SH SOLE 1213 0 0 MSCI INC COM 55354G100 399 896 SH SOLE 896 0 0 NETFLIX INC COM 64110L106 871 1611 SH SOLE 1611 0 0 NEWMONT CORP COM 651639106 489 8170 SH SOLE 8170 0 0 NEXTERA ENERGY INC COM 65339F101 542 7033 SH SOLE 7033 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 76 31798 SH SOLE 31798 0 0 NIKE INC CL B 654106103 992 7014 SH SOLE 7014 0 0 NVIDIA CORPORATION COM 67066G104 794 1521 SH SOLE 1521 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 801 1770 SH SOLE 1770 0 0 PACIFIC PREMIER BANCORP COM 69478X105 841 26855 SH SOLE 26855 0 0 PACWEST BANCORP DEL COM 695263103 2539 99968 SH SOLE 99968 0 0 PAYPAL HLDGS INC COM 70450Y103 955 4081 SH SOLE 4081 0 0 PFIZER INC COM 717081103 733 19937 SH SOLE 19937 0 0 PROCTER AND GAMBLE CO COM 742718109 306 2200 SH SOLE 2200 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 57 13536 SH SOLE 13536 0 0 QUALCOMM INC COM 747525103 615 4040 SH SOLE 4040 0 0 RESMED INC COM 761152107 331 1560 SH SOLE 1560 0 0 SALESFORCE COM INC COM 79466L302 891 4004 SH SOLE 4004 0 0 SERVICENOW INC COM 81762P102 392 713 SH SOLE 713 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 418 11258 SH SOLE 11258 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 317 9595 SH SOLE 9595 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 521 11858 SH SOLE 11858 0 0 SYNOPSYS INC COM 871607107 1025 3957 SH SOLE 3957 0 0 SYNOVUS FINL CORP COM NEW 87161C501 496 15337 SH SOLE 15337 0 0 TARGET CORP COM 87612E106 617 3495 SH SOLE 3495 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 362 778 SH SOLE 778 0 0 T-MOBILE US INC COM 872590104 399 2966 SH SOLE 2966 0 0 UNION PAC CORP COM 907818108 467 2245 SH SOLE 2245 0 0 UNITED PARCEL SERVICE INC CL B 911312106 480 2855 SH SOLE 2855 0 0 UNITEDHEALTH GROUP INC COM 91324P102 608 1736 SH SOLE 1736 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 845 14389 SH SOLE 14389 0 0 VISA INC COM CL A 92826C839 950 4343 SH SOLE 4343 0 0 WELLS FARGO CO NEW COM 949746101 2799 92747 SH SOLE 92747 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 815 2880 SH SOLE 2880 0 0 WESTERN ALLIANCE BANCORP COM 957638109 206 3449 SH SOLE 3449 0 0 WILLIAMS SONOMA INC COM 969904101 450 4425 SH SOLE 4425 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 245 6180 SH SOLE 6180 0 0 ZOETIS INC CL A 98978V103 995 6013 SH SOLE 6013 0 0