0000899243-16-033894.txt : 20161118
0000899243-16-033894.hdr.sgml : 20161118
20161118170019
ACCESSION NUMBER: 0000899243-16-033894
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161117
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001060749
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 162008401
BUSINESS ADDRESS:
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC.
DATE OF NAME CHANGE: 20050513
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC
DATE OF NAME CHANGE: 20000725
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC
DATE OF NAME CHANGE: 19980429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 162008402
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KCG Strategic Holdings LLC
CENTRAL INDEX KEY: 0001672448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 162008403
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Knight Capital Holdings LLC
DATE OF NAME CHANGE: 20160418
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-17
1
0001659228
Bats Global Markets, Inc.
BATS
0001672448
KCG Strategic Holdings LLC
C/O KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
0
0
1
0
0001569391
KCG Holdings, Inc.
300 VESEY STREET
NEW YORK
NY
10282
0
0
1
0
0001060749
KNIGHT CAPITAL GROUP LLC
C/O KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
0
0
1
0
Common Stock
2016-11-17
4
S
0
8863252
31.09
D
2380205
D
Common Stock
2016-11-18
4
S
0
2174654
30.35
D
205551
D
The reporting person, a wholly owned subsidiary of KCG Holdings, Inc., a Delaware corporation ("KCG") sold the shares of Common Stock at a price per share equal to $31.09, the closing stock price of such shares on the Bats BZX Exchange on November 16, 2016, to an affiliate of General Atlantic, LLC ("General Atlantic") in exchange for 18,709,027 shares of common stock of KCG and 8,094,683 warrants to purchase shares of common stock of KCG held by General Atlantic. The transaction is expected to close by the end of November 2016, except that a portion of the transaction involving the sale by the reporting person of 47,716 shares of Common Stock will be settled in early January 2017.
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-11-18
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-11-18
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-11-18