0000899243-16-033894.txt : 20161118 0000899243-16-033894.hdr.sgml : 20161118 20161118170019 ACCESSION NUMBER: 0000899243-16-033894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001060749 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162008401 BUSINESS ADDRESS: BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC. DATE OF NAME CHANGE: 20050513 FORMER NAME: FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC DATE OF NAME CHANGE: 20000725 FORMER NAME: FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC DATE OF NAME CHANGE: 19980429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162008402 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KCG Strategic Holdings LLC CENTRAL INDEX KEY: 0001672448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162008403 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Knight Capital Holdings LLC DATE OF NAME CHANGE: 20160418 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-17 1 0001659228 Bats Global Markets, Inc. BATS 0001672448 KCG Strategic Holdings LLC C/O KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 0 1 0 0001569391 KCG Holdings, Inc. 300 VESEY STREET NEW YORK NY 10282 0 0 1 0 0001060749 KNIGHT CAPITAL GROUP LLC C/O KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 0 1 0 Common Stock 2016-11-17 4 S 0 8863252 31.09 D 2380205 D Common Stock 2016-11-18 4 S 0 2174654 30.35 D 205551 D The reporting person, a wholly owned subsidiary of KCG Holdings, Inc., a Delaware corporation ("KCG") sold the shares of Common Stock at a price per share equal to $31.09, the closing stock price of such shares on the Bats BZX Exchange on November 16, 2016, to an affiliate of General Atlantic, LLC ("General Atlantic") in exchange for 18,709,027 shares of common stock of KCG and 8,094,683 warrants to purchase shares of common stock of KCG held by General Atlantic. The transaction is expected to close by the end of November 2016, except that a portion of the transaction involving the sale by the reporting person of 47,716 shares of Common Stock will be settled in early January 2017. /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-11-18 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-11-18 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-11-18