0000899243-16-033684.txt : 20161116
0000899243-16-033684.hdr.sgml : 20161116
20161116164202
ACCESSION NUMBER: 0000899243-16-033684
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001060749
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 162002868
BUSINESS ADDRESS:
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC.
DATE OF NAME CHANGE: 20050513
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC
DATE OF NAME CHANGE: 20000725
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC
DATE OF NAME CHANGE: 19980429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 162002869
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KCG Strategic Holdings LLC
CENTRAL INDEX KEY: 0001672448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 162002870
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Knight Capital Holdings LLC
DATE OF NAME CHANGE: 20160418
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-14
0
0001659228
Bats Global Markets, Inc.
BATS
0001672448
KCG Strategic Holdings LLC
C/O KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
0
0
1
0
0001569391
KCG Holdings, Inc.
300 VESEY STREET
NEW YORK
NY
10282
0
0
1
0
0001060749
KNIGHT CAPITAL GROUP LLC
C/O KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
0
0
1
0
Common Stock
2016-11-14
4
S
0
500000
D
11547184
D
Common Stock
2016-11-15
4
S
0
303727
D
11243457
D
Represents the sale of 500,000 shares in multiple transactions at prices ranging from $31.00 to $31.28 per share, resulting in a weighted average sale price per share of $31.14. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
Represents the sale of 303,727 shares in multiple transactions at prices ranging from $31.00 to $31.07 per share, resulting in a weighted average sale price per share of $31.00. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-11-16
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-11-16
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-11-16