0000899243-16-033684.txt : 20161116 0000899243-16-033684.hdr.sgml : 20161116 20161116164202 ACCESSION NUMBER: 0000899243-16-033684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001060749 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162002868 BUSINESS ADDRESS: BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC. DATE OF NAME CHANGE: 20050513 FORMER NAME: FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC DATE OF NAME CHANGE: 20000725 FORMER NAME: FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC DATE OF NAME CHANGE: 19980429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162002869 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KCG Strategic Holdings LLC CENTRAL INDEX KEY: 0001672448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 162002870 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: Knight Capital Holdings LLC DATE OF NAME CHANGE: 20160418 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-14 0 0001659228 Bats Global Markets, Inc. BATS 0001672448 KCG Strategic Holdings LLC C/O KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 0 1 0 0001569391 KCG Holdings, Inc. 300 VESEY STREET NEW YORK NY 10282 0 0 1 0 0001060749 KNIGHT CAPITAL GROUP LLC C/O KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 0 1 0 Common Stock 2016-11-14 4 S 0 500000 D 11547184 D Common Stock 2016-11-15 4 S 0 303727 D 11243457 D Represents the sale of 500,000 shares in multiple transactions at prices ranging from $31.00 to $31.28 per share, resulting in a weighted average sale price per share of $31.14. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. Represents the sale of 303,727 shares in multiple transactions at prices ranging from $31.00 to $31.07 per share, resulting in a weighted average sale price per share of $31.00. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-11-16 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-11-16 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-11-16