0000899243-16-018428.txt : 20160422
0000899243-16-018428.hdr.sgml : 20160422
20160422161138
ACCESSION NUMBER: 0000899243-16-018428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160420
FILED AS OF DATE: 20160422
DATE AS OF CHANGE: 20160422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001060749
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161586844
BUSINESS ADDRESS:
BUSINESS PHONE: 2012229400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BLVD.
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC.
DATE OF NAME CHANGE: 20050513
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC
DATE OF NAME CHANGE: 20000725
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC
DATE OF NAME CHANGE: 19980429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161586845
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER NAME:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knight Capital Holdings LLC
CENTRAL INDEX KEY: 0001672448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161586846
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-20
0
0001659228
Bats Global Markets, Inc.
BATS
0001672448
Knight Capital Holdings LLC
C/O KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
0
1
0
0001569391
KCG Holdings, Inc.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
0
1
0
0001060749
KNIGHT CAPITAL GROUP LLC
C/O KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
0
1
0
Common Stock
2016-04-20
4
C
0
379000
A
15830679
D
Common Stock
2016-04-20
4
S
0
2596937
19.00
D
13233742
D
Class B Non-Voting Common Stock
0.00
2016-04-20
4
C
0
379000
0.00
D
Common Stock
379000
0
D
The Class B Non-Voting Common Stock converted into Common Stock of the Issuer on a 1-for-1 basis and had no expiration date.
The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-04-22
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-04-22
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-04-22