0000899243-16-018235.txt : 20160418
0000899243-16-018235.hdr.sgml : 20160418
20160418164733
ACCESSION NUMBER: 0000899243-16-018235
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160418
DATE AS OF CHANGE: 20160418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001060749
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161577276
BUSINESS ADDRESS:
BUSINESS PHONE: 2012229400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BLVD.
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC.
DATE OF NAME CHANGE: 20050513
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC
DATE OF NAME CHANGE: 20000725
FORMER NAME:
FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC
DATE OF NAME CHANGE: 19980429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161577277
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER NAME:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knight Capital Holdings LLC
CENTRAL INDEX KEY: 0001672448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161577278
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2016-04-14
0
0001659228
Bats Global Markets, Inc.
BATS
0001672448
Knight Capital Holdings LLC
C/O KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
0
1
0
0001569391
KCG Holdings, Inc.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
0
1
0
0001060749
KNIGHT CAPITAL GROUP LLC
C/O KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
0
1
0
Common Stock
5061096
D
Class B Non-Voting Common Stock
Common Stock
379000
D
Each share of Class B Non-Voting Common Stock is convertible into one share of Voting Common Stock, at the option of the holder thereof, following a "qualified transfer." A "qualified transfer" means a sale or other transfer of Class B Non-Voting Common Stock by a holder thereof (i) in a widely distributed registered public offering, (ii) in certain dispersed private offerings, (iii) to a transferee that owns or controls more than 50% of the Common Stock of the issuer or (iv) to the issuer. The Class B Non-Voting Common Stock has no expiration date.
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-04-18
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-04-18
/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary
2016-04-18