0000899243-16-018235.txt : 20160418 0000899243-16-018235.hdr.sgml : 20160418 20160418164733 ACCESSION NUMBER: 0000899243-16-018235 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160414 FILED AS OF DATE: 20160418 DATE AS OF CHANGE: 20160418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001060749 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 161577276 BUSINESS ADDRESS: BUSINESS PHONE: 2012229400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER NAME: FORMER CONFORMED NAME: KNIGHT CAPITAL GROUP, INC. DATE OF NAME CHANGE: 20050513 FORMER NAME: FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC DATE OF NAME CHANGE: 20000725 FORMER NAME: FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC DATE OF NAME CHANGE: 19980429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 161577277 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER NAME: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knight Capital Holdings LLC CENTRAL INDEX KEY: 0001672448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 161577278 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-04-14 0 0001659228 Bats Global Markets, Inc. BATS 0001672448 Knight Capital Holdings LLC C/O KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 0001569391 KCG Holdings, Inc. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 0001060749 KNIGHT CAPITAL GROUP LLC C/O KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 0 1 0 Common Stock 5061096 D Class B Non-Voting Common Stock Common Stock 379000 D Each share of Class B Non-Voting Common Stock is convertible into one share of Voting Common Stock, at the option of the holder thereof, following a "qualified transfer." A "qualified transfer" means a sale or other transfer of Class B Non-Voting Common Stock by a holder thereof (i) in a widely distributed registered public offering, (ii) in certain dispersed private offerings, (iii) to a transferee that owns or controls more than 50% of the Common Stock of the issuer or (iv) to the issuer. The Class B Non-Voting Common Stock has no expiration date. /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-18 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-18 /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary 2016-04-18