0001140361-17-016204.txt : 20170419
0001140361-17-016204.hdr.sgml : 20170419
20170419181156
ACCESSION NUMBER: 0001140361-17-016204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170418
FILED AS OF DATE: 20170419
DATE AS OF CHANGE: 20170419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDINAL FINANCIAL CORP
CENTRAL INDEX KEY: 0001060523
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541874630
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8270 GREENSBORO DRIVE
STREET 2: SUITE 500
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7035843400
MAIL ADDRESS:
STREET 1: 8270 GREENSBORO DRIVE
STREET 2: SUITE 500
CITY: MCLEAN
STATE: VA
ZIP: 22102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRAZIER ALICE P
CENTRAL INDEX KEY: 0001218054
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24557
FILM NUMBER: 17770937
MAIL ADDRESS:
STREET 1: P O BOX 5
CITY: MIDDLEBURG
STATE: VA
ZIP: 20118
4
1
doc1.xml
FORM 4
X0306
4
2017-04-18
0
0001060523
CARDINAL FINANCIAL CORP
CFNL
0001218054
FRAZIER ALICE P
8270 GREENSBORO DRIVE
SUITE 500
MCLEAN
VA
22102
0
1
0
0
Chief Operating Officer
Common Stock
2017-04-18
4
M
0
20000
11.74
A
37676
D
Common Stock
2017-04-18
4
M
0
27000
16.58
A
64676
D
Common Stock
2017-04-18
4
M
0
27000
16.54
A
91676
D
Common Stock
2017-04-18
4
M
0
16000
20.05
A
107676
D
Common Stock
2017-04-18
4
M
0
1333
19.18
A
109009
D
Common Stock
2017-04-18
4
S
0
91333
27.9039
D
17676
D
Stock Option
11.74
2017-04-18
4
M
0
20000
0
D
2021-01-26
Common Stock
20000
0
D
Stock Option
16.58
2017-04-18
4
M
0
27000
0
D
2023-02-13
Common Stock
27000
0
D
Stock Option
16.54
2017-04-18
4
M
0
27000
0
D
2024-02-19
Common Stock
27000
0
D
Stock Option
20.05
2017-04-18
4
M
0
16000
0
D
2025-03-18
Common Stock
16000
0
D
Stock Option
19.18
2017-04-18
4
M
0
1333
0
D
2026-02-16
Common Stock
1333
667
D
The stock options vested 20% per year beginning on January 26, 2012.
The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years.
The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years.
The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years.
The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years.
/s/ Jennifer L. Deacon, Power of Attorney
2017-04-19