0001140361-17-016204.txt : 20170419 0001140361-17-016204.hdr.sgml : 20170419 20170419181156 ACCESSION NUMBER: 0001140361-17-016204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170418 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDINAL FINANCIAL CORP CENTRAL INDEX KEY: 0001060523 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541874630 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8270 GREENSBORO DRIVE STREET 2: SUITE 500 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7035843400 MAIL ADDRESS: STREET 1: 8270 GREENSBORO DRIVE STREET 2: SUITE 500 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRAZIER ALICE P CENTRAL INDEX KEY: 0001218054 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24557 FILM NUMBER: 17770937 MAIL ADDRESS: STREET 1: P O BOX 5 CITY: MIDDLEBURG STATE: VA ZIP: 20118 4 1 doc1.xml FORM 4 X0306 4 2017-04-18 0 0001060523 CARDINAL FINANCIAL CORP CFNL 0001218054 FRAZIER ALICE P 8270 GREENSBORO DRIVE SUITE 500 MCLEAN VA 22102 0 1 0 0 Chief Operating Officer Common Stock 2017-04-18 4 M 0 20000 11.74 A 37676 D Common Stock 2017-04-18 4 M 0 27000 16.58 A 64676 D Common Stock 2017-04-18 4 M 0 27000 16.54 A 91676 D Common Stock 2017-04-18 4 M 0 16000 20.05 A 107676 D Common Stock 2017-04-18 4 M 0 1333 19.18 A 109009 D Common Stock 2017-04-18 4 S 0 91333 27.9039 D 17676 D Stock Option 11.74 2017-04-18 4 M 0 20000 0 D 2021-01-26 Common Stock 20000 0 D Stock Option 16.58 2017-04-18 4 M 0 27000 0 D 2023-02-13 Common Stock 27000 0 D Stock Option 16.54 2017-04-18 4 M 0 27000 0 D 2024-02-19 Common Stock 27000 0 D Stock Option 20.05 2017-04-18 4 M 0 16000 0 D 2025-03-18 Common Stock 16000 0 D Stock Option 19.18 2017-04-18 4 M 0 1333 0 D 2026-02-16 Common Stock 1333 667 D The stock options vested 20% per year beginning on January 26, 2012. The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years. The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years. The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years. The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years. /s/ Jennifer L. Deacon, Power of Attorney 2017-04-19