0001140361-16-078203.txt : 20160830 0001140361-16-078203.hdr.sgml : 20160830 20160830160519 ACCESSION NUMBER: 0001140361-16-078203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160826 FILED AS OF DATE: 20160830 DATE AS OF CHANGE: 20160830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDINAL FINANCIAL CORP CENTRAL INDEX KEY: 0001060523 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541874630 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8270 GREENSBORO DRIVE STREET 2: SUITE 500 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7035843400 MAIL ADDRESS: STREET 1: 8270 GREENSBORO DRIVE STREET 2: SUITE 500 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGSTROM CHRISTOPHER W CENTRAL INDEX KEY: 0001277589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24557 FILM NUMBER: 161860734 4 1 doc1.xml FORM 4 X0306 4 2016-08-26 0 0001060523 CARDINAL FINANCIAL CORP CFNL 0001277589 BERGSTROM CHRISTOPHER W 8270 GREENSBORO DRIVE SUITE 500 MCLEAN VA 22102 0 1 0 0 President and CEO Common Stock 2016-08-26 4 S 0 1162 26.0561 D 0 I By Spouse Common Stock 2016-08-29 4 M 0 13500 11.74 A 97476 D Common Stock 2016-08-29 4 M 0 27000 16.58 A 124476 D Common Stock 2016-08-29 4 M 0 27000 16.54 A 151476 D Common Stock 2016-08-29 4 M 0 10665 20.05 A 162141 D Common Stock 2016-08-29 4 M 0 1666 19.18 A 163807 D Common Stock 2016-08-29 4 S 0 79831 26.5045 D 83976 D Stock Option 11.74 2016-08-29 4 M 0 13500 0 D 2021-01-26 Common Stock 13500 0 D Stock Option 16.58 2016-08-29 4 M 0 27000 0 D 2023-02-13 Common Stock 27000 0 D Stock Option 16.54 2016-08-29 4 M 0 27000 0 D 2024-02-19 Common Stock 27000 0 D Stock Option 20.05 2016-08-29 4 M 0 10665 0 D 2025-03-18 Common Stock 10665 5335 D Stock Option 19.18 2016-08-29 4 M 0 1666 0 D 2026-02-16 Common Stock 1666 3334 D The option, representing a right to purchase a total of 20,000 shares, became exercisable in five annual installments beginning on January 26, 2012, which was the first anniversary of the date on which the option was granted. The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years. The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years. The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years. The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years. /s/ Jennifer L. Deacon, as Attorney in Fact 2016-08-30