0001140361-16-078203.txt : 20160830
0001140361-16-078203.hdr.sgml : 20160830
20160830160519
ACCESSION NUMBER: 0001140361-16-078203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160826
FILED AS OF DATE: 20160830
DATE AS OF CHANGE: 20160830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDINAL FINANCIAL CORP
CENTRAL INDEX KEY: 0001060523
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541874630
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8270 GREENSBORO DRIVE
STREET 2: SUITE 500
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7035843400
MAIL ADDRESS:
STREET 1: 8270 GREENSBORO DRIVE
STREET 2: SUITE 500
CITY: MCLEAN
STATE: VA
ZIP: 22102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGSTROM CHRISTOPHER W
CENTRAL INDEX KEY: 0001277589
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24557
FILM NUMBER: 161860734
4
1
doc1.xml
FORM 4
X0306
4
2016-08-26
0
0001060523
CARDINAL FINANCIAL CORP
CFNL
0001277589
BERGSTROM CHRISTOPHER W
8270 GREENSBORO DRIVE
SUITE 500
MCLEAN
VA
22102
0
1
0
0
President and CEO
Common Stock
2016-08-26
4
S
0
1162
26.0561
D
0
I
By Spouse
Common Stock
2016-08-29
4
M
0
13500
11.74
A
97476
D
Common Stock
2016-08-29
4
M
0
27000
16.58
A
124476
D
Common Stock
2016-08-29
4
M
0
27000
16.54
A
151476
D
Common Stock
2016-08-29
4
M
0
10665
20.05
A
162141
D
Common Stock
2016-08-29
4
M
0
1666
19.18
A
163807
D
Common Stock
2016-08-29
4
S
0
79831
26.5045
D
83976
D
Stock Option
11.74
2016-08-29
4
M
0
13500
0
D
2021-01-26
Common Stock
13500
0
D
Stock Option
16.58
2016-08-29
4
M
0
27000
0
D
2023-02-13
Common Stock
27000
0
D
Stock Option
16.54
2016-08-29
4
M
0
27000
0
D
2024-02-19
Common Stock
27000
0
D
Stock Option
20.05
2016-08-29
4
M
0
10665
0
D
2025-03-18
Common Stock
10665
5335
D
Stock Option
19.18
2016-08-29
4
M
0
1666
0
D
2026-02-16
Common Stock
1666
3334
D
The option, representing a right to purchase a total of 20,000 shares, became exercisable in five annual installments beginning on January 26, 2012, which was the first anniversary of the date on which the option was granted.
The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years.
The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years.
The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years.
The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years.
/s/ Jennifer L. Deacon, as Attorney in Fact
2016-08-30