0001140361-16-053874.txt : 20160218 0001140361-16-053874.hdr.sgml : 20160218 20160218134254 ACCESSION NUMBER: 0001140361-16-053874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDINAL FINANCIAL CORP CENTRAL INDEX KEY: 0001060523 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541874630 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8270 GREENSBORO DRIVE STREET 2: SUITE 500 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7035843400 MAIL ADDRESS: STREET 1: 8270 GREENSBORO DRIVE STREET 2: SUITE 500 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGSTROM CHRISTOPHER W CENTRAL INDEX KEY: 0001277589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24557 FILM NUMBER: 161436965 4 1 doc1.xml FORM 4 X0306 4 2016-02-16 0 0001060523 CARDINAL FINANCIAL CORP CFNL 0001277589 BERGSTROM CHRISTOPHER W 8270 GREENSBORO DRIVE SUITE 500 MCLEAN VA 22102 0 1 0 0 President and CEO Common Stock 2016-02-16 4 A 0 25000 0 A 81476 D Common Stock 2016-02-17 4 M 0 2500 11.74 A 83976 D Stock Option 19.18 2016-02-16 4 A 0 5000 0 A 2026-02-16 Common Stock 5000 5000 D Stock Option 11.74 2016-02-16 4 M 0 2500 0 D 2021-01-26 Common Stock 2500 13500 D The restricted stock awards vest as follows: 1/3 immediately and 1/3 on the anniversary date of the award for two years. The stock options vest as follows: 1/3 immediately and 1/3 on the anniversary date of grant for two years. The option, representing a right to purchase a total of 20,000 shares, became exercisable in five annual installments beginning on January 26, 2012, which was the first anniversary of the date on which the option was granted. /s/ Jennifer L. Deacon, as Attorney in Fact 2016-02-18