-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBJzNLoXPgfKUGpzZbQ3kHVOAmUFpe2PwZ6MrinNTACwUOQQ1UjIwEyna3IId8SQ p3ADwVPa6F8XBLF+ZKlzLA== 0000919574-03-002425.txt : 20031121 0000919574-03-002425.hdr.sgml : 20031121 20031121212411 ACCESSION NUMBER: 0000919574-03-002425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031119 FILED AS OF DATE: 20031121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONSTABLE LOURDE JOHN CENTRAL INDEX KEY: 0001060522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14105 FILM NUMBER: 031019409 BUSINESS ADDRESS: STREET 1: 41 LEOPARD ROAD STREET 2: SUITE 202 CITY: PAOLI STATE: PA ZIP: 19301 BUSINESS PHONE: 6109640750 MAIL ADDRESS: STREET 1: 5 RADNOR CORP CENTER STREET 2: 100 MATSONFORD ROAD SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 4 1 p444889_ex.xml X0201 4 2003-11-19 0 0001061069 AVALON HOLDINGS CORP AWX 0001060522 CONSTABLE LOURDE JOHN 41 LEOPARD ROAD SUITE 104 PAOLI PA 19301 0 0 1 0 Common Stock 27200 D Common Stock 2003-11-19 4 S 0 40000 2.46 D 418846 I By Constable Partners, L.P. and Constable Partners II, L.P. Common Stock 2003-11-19 4 S 0 40000 2.46 D 383946 I By Constable Partners, L.P. Common Stock 34900 I By Constable Partners II, L.P. These securities are owned by John Constable d/b/a Constable Asset management, which is a Reporting Person. These securities may be deemed to be beneficially owned by (i) John Constable d/b/a Constable Asset Management ("John Constable"), the general partner ("GP") of Constable Group, LLC, the entity that serves as the GP of Constable Managing Partners, L.P. ("Managing") and Constable Managing Partners II, L.P. ("Managing II"). Managing serves as the GP of Constable Partners, L.P. ("Partners"), a private investment partnership. Managing II serves as the GP of Constable Partners II, L.P. ("Partners II"); (ii) Constable Group, LLC, the GP of Managing and Managing II. Managing serves as the GP of Partners. Managing II serves as the GP of Partners II; (iii) Managing, the entity that serves as the GP of Partners; and (iv) Partners, a private investment partnership. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These securities may be deemed to be beneficially owned by (i) John Constable d/b/a Constable Asset Management, the sole member of Constable Group, LLC, the entity that serves as the GP of Managing which in turn serves the GP of Partners; (ii) Constable Group, the GP of Managing, the entity which serves as the GP of Partners; (iii) Managing, the entity that serves as the GP of Partners; and (iv) Partners, a private investment partnership in whose name the shares are held. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose These securities may be deemed to be beneficially owned by (i) John Constable d/b/a Constable Asset Management, the sole member of Constable Group, LLC, the entity which serves as the GP of Managing II, the entity which in turn serves as the GP of Partners II, a private investment partnership; and (ii) Constable Group, LLC, the entity that serves as GP of Managing II, the entity which in turn serves as GP of Partners II, a private investment partnership in whose name the shares are held. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ John Constable, d/b/a Constable Asset Management 2003-11-21 -----END PRIVACY-ENHANCED MESSAGE-----