0001266824-19-000163.txt : 20190906 0001266824-19-000163.hdr.sgml : 20190906 20190906194944 ACCESSION NUMBER: 0001266824-19-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAY MICHAEL CHARLES CENTRAL INDEX KEY: 0001593199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08703 FILM NUMBER: 191080643 MAIL ADDRESS: STREET 1: C/O WESTERN DIGITAL CORPORATION STREET 2: 5601 GREAT OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN DIGITAL CORP CENTRAL INDEX KEY: 0000106040 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 330956711 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 5601 GREAT OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 9496727000 MAIL ADDRESS: STREET 1: 3355 MICHELSON DRIVE SUITE 100 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL DIGITAL CORP DATE OF NAME CHANGE: 19730125 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-09-04 0 0000106040 WESTERN DIGITAL CORP WDC 0001593199 RAY MICHAEL CHARLES C/O WESTERN DIGITAL CORPORATION 5601 GREAT OAKS PARKWAY SAN JOSE CA 95119 0 1 0 0 EVP, Chief Legal Officer & Sec Common Stock 2019-09-04 4 M 0 17548 44.78 A 112480 D Common Stock 2019-09-04 4 S 0 87053 59.9557 D 25427 D Common Stock 2019-09-04 4 A 0 9278 0.0 A 34705 D Common Stock 2019-09-04 4 M 0 617 0.0 A 35322 D Common Stock 2019-09-04 4 F 0 4905 59.33 D 30417 D Common Stock 2019-09-04 4 A 0 26335 0.0 A 56752 D Common Stock 2019-09-05 4 S 0 4990 60.51 D 51762 D Common Stock 9.0103 I by Trust 401(K) Dividend Equivalent Rights 2019-09-04 4 M 0 617.5268 0.0 D Common Stock 617.5268 2287.0059 D Employee Stock Option (right to buy) 44.78 2019-09-04 4 M 0 17548 0.0 D 2017-08-03 2023-08-03 Common Stock 17548 17547 D These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2019. Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $59.78 to a high of $60. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award. The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The total number of derivative securities has been adjusted to reflect the cancellation of 164.1992 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest. The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 8/3/2019. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020. By: /s/ Sandra Garcia Attorney-in-Fact For: Michael C. Ray 2019-09-06