<SEC-DOCUMENT>0001193805-18-001129-index.html : 20180917 <SEC-HEADER>0001193805-18-001129.hdr.sgml : 20180917 <ACCEPTANCE-DATETIME>20180917165512 ACCESSION NUMBER: 0001193805-18-001129 CONFORMED SUBMISSION TYPE: S-4 PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20180917 DATE AS OF CHANGE: 20180917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: DE FISCAL YEAR END: 0923 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-227384 FILM NUMBER: 181073970 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 </SEC-HEADER> <DOCUMENT> <TYPE>S-4 <SEQUENCE>1 <FILENAME>s410758001_09142018.htm <TEXT> Document 1 - file: s410758001_09142018.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.1 <SEQUENCE>2 <FILENAME>ex81tos410758001_091418.htm <TEXT> Document 2 - file: ex81tos410758001_091418.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-12.1 <SEQUENCE>3 <FILENAME>ex121tos410758001_091418.htm <TEXT> Document 3 - file: ex121tos410758001_091418.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.3 <SEQUENCE>4 <FILENAME>ex233tos410758001_091418.htm <TEXT> Document 4 - file: ex233tos410758001_091418.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.4 <SEQUENCE>5 <FILENAME>ex234tos410758001_091418.htm <TEXT> Document 5 - file: ex234tos410758001_091418.htm
</DOCUMENT> </SEC-DOCUMENT>