0001104659-15-075000.txt : 20151102
0001104659-15-075000.hdr.sgml : 20151102
20151102181553
ACCESSION NUMBER: 0001104659-15-075000
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151102
DATE AS OF CHANGE: 20151102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Associated Capital Group, Inc.
CENTRAL INDEX KEY: 0001642122
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5135
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Securities Group, Inc.
DATE OF NAME CHANGE: 20150512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 151191790
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER NAME:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER NAME:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 151191791
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
3
1
a3.xml
3
X0206
3
2015-11-02
0
0001642122
Associated Capital Group, Inc.
NONE
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
1
1
1
0
Chairman & CEO
0001060349
GAMCO INVESTORS, INC. ET AL
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
0
0
1
0
Common Stock
100
I
By GAMCO Investors, Inc.
The shares of the Issuer's common stock are held directly by GAMCO Investors, Inc. ("GAMCO") The Reporting is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as Chief Executive Officer, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power.
/s/ Douglas R. Jamieson, Attorney-in-Fact for Mario J. Gabelli
2015-11-02
/s/ Douglas R. Jamieson, President and COO of GAMCO Investors, Inc.
2015-11-02