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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION UNAUDITED - USD ($)
$ in Thousands
Sep. 30, 2018
Dec. 31, 2017
Sep. 30, 2017
ASSETS      
Cash and cash equivalents $ 34,334 $ 17,821 $ 61,097
Investments in securities 29,704 36,790 101,425
Receivable from brokers 2,654 1,578 1,342
Investment advisory fees receivable 25,010 38,712 25,549
Investment in subsidiaries and receivable from affiliates 4,531 5,635 4,784
Income tax receivable and deferred tax asset 11,532 15,615 24,941
Other assets 10,692 12,135 11,888
Total assets 118,457 128,286 231,026
LIABILITIES AND EQUITY      
Payable to brokers 0 14,926 13,311
Income taxes payable and deferred tax liabilities 3,555 3,128 3,215
Capital lease obligation 4,834 4,943 4,976
Compensation payable 70,385 82,907 82,896
Payable to affiliates 140 855 2,981
Accrued expenses and other liabilities 27,571 28,656 24,134
Sub-total 106,485 135,415 131,513
4.5% Convertible note (net of issuance costs of $0, $0 and $147, respectively) (due August 15, 2021) (Note G) 0 0 109,862
AC 4% PIK Note (due November 30, 2020) (Note G) 0 50,000 70,000
AC 1.6% Note Payable (due February 28, 2018) (Note G) 0 15,000 0
5.875% Senior notes (net of issuance costs of $69, $81 and $93, respectively) (due June 1, 2021) (Note G) 24,162 24,144 24,138
Total liabilities 130,647 224,559 335,513
Commitments and contingencies (Note J)
GAMCO Investors, Inc. stockholders' equity      
Preferred stock, $.001 par value; 10,000,000 shares authorized; none issued and outstanding 0 0 0
Additional paid-in capital 13,614 12,572 11,084
Retained earnings 260,171 155,939 143,026
Accumulated other comprehensive income (218) 11,876 12,365
Treasury stock, at cost (5,848,530, 5,592,007 and 5,266,301 shares, respectively) (285,790) (276,693) (270,995)
Total GAMCO Investors, Inc. stockholders' equity (deficit) (12,190) (96,273) (104,487)
Total liabilities and equity 118,457 128,286 231,026
Class A [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock 14 14 14
Class B [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock $ 19 $ 19 $ 19