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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION UNAUDITED - USD ($)
$ in Thousands
Mar. 31, 2018
Dec. 31, 2017
Mar. 31, 2017
ASSETS      
Cash and cash equivalents $ 27,383 $ 17,821 $ 88,230
Investments in securities 31,407 36,790 33,190
Receivable from brokers 1,876 1,578 523
Investment advisory fees receivable 27,150 38,712 29,810
Investment in subsidiaries and receivable from affiliates 4,794 5,635 5,325
Income tax receivable and deferred tax asset 12,878 15,615 12,829
Other assets 11,505 12,135 12,615
Total assets 116,993 128,286 182,522
LIABILITIES AND EQUITY      
Payable to brokers 164 14,926 10,022
Income taxes payable and deferred tax liabilities 7,491 3,128 19,787
Capital lease obligation 4,908 4,943 5,038
Compensation payable 84,333 82,907 42,295
Payable to affiliates 864 855 1,528
Accrued expenses and other liabilities 27,706 28,656 27,942
Sub-total 125,466 135,415 106,612
4.5% Convertible note (net of issuance costs of $138, $165 and $174, respectively) (due August 15, 2021) (Note F) 0 0 109,844
AC 4% PIK Note (due November 30, 2020) (Note F) 40,000 50,000 90,000
AC 1.6% Note (due February 28, 2018) (Note F) 0 15,000 0
5.875% Senior notes (net of issuance costs of $87, $105 and $110, respectively) (due June 1, 2021) (Note F) 24,150 24,144 24,126
Total liabilities 189,616 224,559 330,582
Commitments and contingencies (Note I)
GAMCO Investors, Inc. stockholders' equity      
Preferred stock, $.001 par value; 10,000,000 shares authorized; none issued and outstanding 0 0 0
Additional paid-in capital 12,759 12,572 4,602
Retained earnings 194,732 155,939 104,749
Accumulated other comprehensive income (145) 11,876 8,720
Treasury stock, at cost (5,592,007 and 5,107,481 shares, respectively) (280,002) (276,693) (266,164)
Total GAMCO Investors, Inc. stockholders' equity (deficit) (72,623) (96,273) (148,060)
Total liabilities and equity 116,993 128,286 182,522
Class A [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock 14 14 14
Class B [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock $ 19 $ 19 $ 19